0001140361-16-061154.txt : 20160414
0001140361-16-061154.hdr.sgml : 20160414
20160414204359
ACCESSION NUMBER: 0001140361-16-061154
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160310
FILED AS OF DATE: 20160414
DATE AS OF CHANGE: 20160414
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ICONIX BRAND GROUP, INC.
CENTRAL INDEX KEY: 0000857737
STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140]
IRS NUMBER: 112481903
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 BROADWAY, 4TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-730-0030
MAIL ADDRESS:
STREET 1: 1450 BROADWAY, 4TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: CANDIES INC
DATE OF NAME CHANGE: 19930604
FORMER COMPANY:
FORMER CONFORMED NAME: MILLFELD TRADING CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARCLAYS PLC
CENTRAL INDEX KEY: 0000312069
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10593
FILM NUMBER: 161572927
BUSINESS ADDRESS:
STREET 1: 1 CHURCHILL PLACE
STREET 2: CANARY WHARF
CITY: LONDON
STATE: X0
ZIP: E14 5HP
BUSINESS PHONE: 00442031340952
MAIL ADDRESS:
STREET 1: 1 CHURCHILL PLACE
STREET 2: CANARY WHARF
CITY: LONDON
STATE: X0
ZIP: E14 5HP
FORMER NAME:
FORMER CONFORMED NAME: BARCLAYS BANK PLC
DATE OF NAME CHANGE: 19850313
FORMER NAME:
FORMER CONFORMED NAME: BARCLAYS BANK LTD
DATE OF NAME CHANGE: 19820607
4
1
doc1.xml
FORM 4
X0306
4
2016-03-10
1
0000857737
ICONIX BRAND GROUP, INC.
ICON
0000312069
BARCLAYS PLC
1 CHURCHILL PLACE
LONDON
X0
E14 5HP
UNITED KINGDOM
0
0
1
0
Common Stock
2016-03-10
4
P
0
1989
8.34
A
4726837
I
by Barclays Capital Derivatives Funding LLC
Common Stock
2016-03-10
4
P
0
200
8.585
A
4726837
I
by Barclays Capital Inc.
Common Stock
2016-03-10
4
P
0
24
8.59
A
4726837
I
by Barclays Capital Inc.
Common Stock
2016-03-10
4
P
0
5000
8.3861
A
4726837
I
by Barclays Capital Inc.
Common Stock
2016-03-10
4
P
0
300
8.555
A
4726837
I
by Barclays Capital Inc.
Common Stock
2016-03-10
4
P
0
100
8.555
A
4726837
I
by Barclays Capital Inc.
Common Stock
2016-03-10
4
P
0
300
8.555
A
4726837
I
by Barclays Capital Inc.
Common Stock
2016-03-10
4
P
0
100
8.555
A
4726837
I
by Barclays Capital Inc.
Common Stock
2016-03-10
4
P
0
200
8.555
A
4726837
I
by Barclays Capital Inc.
ICON April 16 10 Call
10.00
2016-03-14
4
P
0
5
0.50
A
2016-04-15
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON April 16 10 Call
10.00
2016-03-14
4
S
0
2
0.40
D
2016-04-15
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON April 16 10 Call
10.00
2016-03-14
4
S
0
50
0.40
D
2016-04-15
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON April 16 10 Put
5.00
2016-03-14
4
P
0
16
0.15
A
2016-04-15
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON April 16 10 Put
5.00
2016-03-14
4
P
0
1
0.15
A
2016-04-15
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON April 16 7.5 P
7.50
2016-03-14
4
P
0
20
0.80
A
2016-04-15
Common Stock
100
4726837
I
by Barclays Capital Inc
ICON April 16 7.5 P
7.50
2016-03-14
4
P
0
2
0.80
A
2016-04-15
Common Stock
100
4726837
I
by Barclays Capital Inc
ICON July 2016 5 Put
5.00
2016-03-14
4
S
0
10
0.65
D
2016-07-15
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON July 2016 5 Put
5.00
2016-03-14
4
S
0
1
0.65
D
2016-07-15
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON May 2016 10 Call
10.00
2016-03-14
4
S
0
1
0.70
D
2016-05-20
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON May 2016 10 Call
10.00
2016-03-14
4
S
0
1
0.64
D
2016-05-20
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON May 2016 10 Call
10.00
2016-03-14
4
S
0
1
0.64
D
2016-05-20
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON May 2016 7.5 Call
7.50
2016-03-14
4
P
0
1
1.70
A
2016-05-20
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON May 2016 7.5 Call
7.50
2016-03-14
4
P
0
1
1.64
A
2016-05-20
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON May 2016 7.5 Call
7.50
2016-03-14
4
P
0
1
1.64
A
2016-05-20
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON April 16 10 Call
10.00
2016-03-15
4
S
0
11
0.37
D
2016-04-15
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON March 2016 7.5 Put
7.50
2016-03-15
4
P
0
5
0.15
A
2016-03-18
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON Aug 2016 17.5 Call
17.50
2016-03-18
4
P
0
1
0.10
A
2016-08-19
Common Stock
100
4726837
I
by Barclays Capital Inc
ICON Aug 2016 17.5 Call
17.50
2016-03-18
4
P
0
1
0.10
A
2016-08-19
Common Stock
100
4726837
I
by Barclays Capital Inc
ICON March 2016 7.5 Call
7.50
2016-03-18
4
P
0
5
0.91
A
2016-03-18
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON Aug 2016 5 Put
5.00
2016-03-24
4
P
0
2
0.5
A
2016-08-19
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON Aug 2016 5 Put
5.00
2016-03-24
4
P
0
1
0.5
A
2016-08-19
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON Aug 2016 7.5 Call
7.50
2016-03-24
4
S
0
7
2.00
D
2016-08-19
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON Aug 2016 7.5 Call
7.50
2016-03-24
4
S
0
9
2.00
D
2016-08-19
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON Jan 2018 5 Call
5.00
2016-03-24
4
S
0
20
4.38
D
2018-01-19
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON Jan 2018 7.5 Call
7.50
2016-03-24
4
P
0
20
3.20
A
2018-01-19
Common Stock
100
4726837
I
by Barclays Capital Inc.
ICON April 16 10 Call
10.00
2016-03-28
4
S
0
3
0.19
D
2016-04-15
Common Stock
100
4726837
I
by Barclays Capital Inc.
As of March 10, 2016, the Reporting Persons beneficially owned 5,062,950 shares of common stock of Iconix Brand Group Inc. The amount set forth in column 5 represents the Reporting Persons' beneficial ownership of the common stock of the Issuer as of the close of business on March 28, 2016; ownership information after each reported transaction is not reasonably available to the Reporting Persons.
The derivative security is exercisable at any time.
(a) Name of Person Filing:
(1) Barclays PLC
(2) Barclays Capital Inc. (controlled by Barclays PLC)
(3) Barclays Capital Derivative Funding (controlled by Barclays Bank PLC)
(b) Address of Principal Business Office or, if none, Residence:
(1) Barclays PLC
1 Churchill Place,
London, E14 5HP, England
(2) Barclays Capital Inc
745 Seventh Avenue
New York, New York 10019
United States
(3) Barclays Capital Derivative Funding LLC
c/o Corporation Trust Company, Corporation Trust Center
1209 Orange Street
Wilmington, DE 19801
(c) The Reporting Persons will send the Issuer a check promptly following the date of this filing in the amount of profit subject to short-swing recovery as a result of the reported transactions.
/s/ James Gibson Head of Large Holdings Compliance
2016-04-14