0000311887-23-000007.txt : 20231101
0000311887-23-000007.hdr.sgml : 20231101
20231101162731
ACCESSION NUMBER: 0000311887-23-000007
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: HOWELL,JOHN,FRANCIS,JR.
FILED AS OF DATE: 20231101
DATE AS OF CHANGE: 20231101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: THE GMS GROUP, LLC
CENTRAL INDEX KEY: 0000311887
IRS NUMBER: 770606720
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04873
FILM NUMBER: 231368640
BUSINESS ADDRESS:
STREET 1: 120 EAGLE ROCK AVE
STREET 2: SUITE 300
CITY: EAST HANOVER
STATE: NJ
ZIP: 07936
BUSINESS PHONE: 973-535-5000
MAIL ADDRESS:
STREET 1: 120 EAGLE ROCK AVE
STREET 2: SUITE 300
CITY: EAST HANOVER
STATE: NJ
ZIP: 07936
FORMER COMPANY:
FORMER CONFORMED NAME: GMS GROUP, LLC
DATE OF NAME CHANGE: 20191213
FORMER COMPANY:
FORMER CONFORMED NAME: THE GMS GROUP, LLC
DATE OF NAME CHANGE: 20030305
FORMER COMPANY:
FORMER CONFORMED NAME: GMS GROUP LLC
DATE OF NAME CHANGE: 20000101
MA-I/A
1
primary_doc.xml
MA-I/A
0000311887
XXXXXXXX
Thomas Regenye
973-548-2526
tregenye@gmsgroup.com
tregenye@gmsgroup.com
N
0000311887-14-000003
N
John
Francis
Howell
Jr.
502534
N
1
0000311887
THE GMS GROUP, LLC
11-08-1995
N
09-02-2014
0000311887
LOCATED
SUPERVISED
09-02-2014
5075 Westheimer
Ste 1175
Houston
TX
77056
11-1995
The GMS Group, LLC
Houston
TX
77056
Y
Y
Senior Vice President/ Financial Advisor
Y
05-2011
JR9JT196, LP
4299 San Philipe Suite 370
Houston
TX
77027
N
N
Limited Partnership
Limited Partner
1
Limited Partner
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
Y
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
11-01-2023
Thomas Regenye
VP Compliance
John Francis Howell Jr.
502534
145020
6D(1)(e)
6D(1)(a)
6D(1)(d)
John Francis Howell
502534
157832
6H(1)(a)