0001171843-17-002741.txt : 20170505
0001171843-17-002741.hdr.sgml : 20170505
20170505170907
ACCESSION NUMBER: 0001171843-17-002741
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170504
FILED AS OF DATE: 20170505
DATE AS OF CHANGE: 20170505
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AKORN INC
CENTRAL INDEX KEY: 0000003116
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 720717400
STATE OF INCORPORATION: LA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1925 W. FIELD COURT, SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: 847-279-6100
MAIL ADDRESS:
STREET 1: 1925 W. FIELD COURT, SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAPOOR JOHN N
CENTRAL INDEX KEY: 0001033150
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32360
FILM NUMBER: 17819403
MAIL ADDRESS:
STREET 1: 225 E DEERPATH RD STE 250
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
4
1
f4_050417kapoor.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-04
0
0000003116
AKORN INC
AKRX
0001033150
KAPOOR JOHN N
1925 WEST FIELD COURT SUITE 300
LAKE FOREST
IL
60045
1
0
1
0
Common Stock
2017-05-04
4
A
0
8088
0.00
A
513479
D
Common Stock
4907524
I
By Trust
Common Stock
15050000
I
Indirect Managing General Partner
Common Stock
2970644
I
Indirect Managing General Partner
Common Stock
3590445
I
Indirect Managing General Partner
Common Stock
4427462
I
By Trusts
The securities acquired are Restricted Stock Units (RSUs) scheduled to vest in four equal installments on May 4, 2018, May 4, 2019, May 4, 2020 and May 4, 2021. Following the reported transaction, the amount of shares beneficially owned includes 11,583 unvested shares subject to RSUs and 501,896 shares owned outright.
These securities are beneficially owned by John N. Kapoor, Ph.D., who is a member of a "group" with Akorn Holdings, L.P. for purposes of Section 13(d) of the Exchange Act.
Shares held by the John N. Kapoor Trust dated September 20, 1989, of which Dr. Kapoor is sole trustee and beneficiary.
Shares held by Akorn Holdings, LP, a Delaware limited partnership, of which Dr. Kapoor is the indirect managing general partner. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
Shares held by EJ Financial / Akorn Management L.P., a Delaware limited partnership, of which Dr. Kapoor is the indirect managing general partner. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
Shares held by EJ Funds LP, a Delaware limited partnership, of which Dr. Kapoor is the indirect managing general partner. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
Shares held through several trusts, the trustee of which is employed by a company controlled by Dr. Kapoor and the beneficiaries of which include Dr. Kapoor's children and various other family members. Dr. Kapoor disclaims beneficial ownership of such shares except to the extent of his actual pecuniary interest therein.
/s/ Joseph Bonaccorsi, Attorney-in-Fact
2017-05-05