0001171843-17-002698.txt : 20170504 0001171843-17-002698.hdr.sgml : 20170504 20170504174836 ACCESSION NUMBER: 0001171843-17-002698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170502 FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AKORN INC CENTRAL INDEX KEY: 0000003116 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 720717400 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1925 W. FIELD COURT, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-279-6100 MAIL ADDRESS: STREET 1: 1925 W. FIELD COURT, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAI RAJAT CENTRAL INDEX KEY: 0001234734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32360 FILM NUMBER: 17815463 MAIL ADDRESS: STREET 1: 485 HALF DAY ROAD SUITE 300 CITY: BUFFALO GROVE STATE: IL ZIP: 60089-6548 4 1 formfour.xml OWNERSHIP DOCUMENT X0306 4 2017-05-02 0 0000003116 AKORN INC AKRX 0001234734 RAI RAJAT 1925 WEST FIELD COURT SUITE 300 LAKE FOREST IL 60045 0 1 0 0 Chief Executive Officer Common Stock 2017-05-02 4 F 0 3001 33.50 D 159824 D Common Stock 2017-05-04 4 A 0 100824 0.00 A 260648 D Common Stock 2000000 I By Trust Represents the closing stock price of Akorn common stock on May 2, 2017, the date of vesting of 6,568 Restricted Stock Units (RSUs) from which 3,001 shares are being withheld to satisfy the taxes due. The securities acquired are RSUs scheduled to vest in four equal installments on May 4, 2018, May 4, 2019, May 4, 2020 and May 4, 2021. Following the reported transaction, the amount of shares beneficially owned consists of 183,806 unvested RSUs and 76,842 shares owned outright. The securities are held in a trust for which the Reporting Person is trustee. /s/ Joseph Bonaccorsi, Attorney-in-Fact 2017-05-04