0001171843-16-011002.txt : 20160706 0001171843-16-011002.hdr.sgml : 20160706 20160706210249 ACCESSION NUMBER: 0001171843-16-011002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AKORN INC CENTRAL INDEX KEY: 0000003116 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 720717400 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1925 W. FIELD COURT, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-279-6100 MAIL ADDRESS: STREET 1: 1925 W. FIELD COURT, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAI RAJAT CENTRAL INDEX KEY: 0001234734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32360 FILM NUMBER: 161755400 MAIL ADDRESS: STREET 1: 485 HALF DAY ROAD SUITE 300 CITY: BUFFALO GROVE STATE: IL ZIP: 60089-6548 4 1 f4_rai070616.xml OWNERSHIP DOCUMENT X0306 4 2016-07-01 0 0000003116 AKORN INC AKRX 0001234734 RAI RAJAT 1925 WEST FIELD COURT SUITE 300 LAKE FOREST IL 60045 0 1 0 0 Chief Executive Officer Common Stock 2016-07-01 4 A 0 27119 0.00 A 2188354 D Stock Options (Right to Buy) 29.50 2016-07-01 4 A 0 191830 0.00 A 2023-07-01 Common Stock 191830 191830 D The Restricted Stock Units vest in four equal installments on July 1, 2017, July 1, 2018, July 1, 2019 and July 1, 2020. Following the reported transaction the amount of shares beneficially owned includes 114,199 unvested shares subject to restricted stock units and 2,074,155 shares owned outright. The Stock Options vest in four equal installments on July 1, 2017, July 1, 2018, July 1, 2019 and July 1, 2020. /s/ Joseph Bonaccorsi, Attorney-in-Fact 2016-07-06