0001171843-15-000218.txt : 20150113 0001171843-15-000218.hdr.sgml : 20150113 20150113160536 ACCESSION NUMBER: 0001171843-15-000218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150112 FILED AS OF DATE: 20150113 DATE AS OF CHANGE: 20150113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AKORN INC CENTRAL INDEX KEY: 0000003116 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 720717400 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1925 W. FIELD COURT, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-279-6100 MAIL ADDRESS: STREET 1: 1925 W. FIELD COURT, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Silverberg Mark M CENTRAL INDEX KEY: 0001365174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32360 FILM NUMBER: 15524851 MAIL ADDRESS: STREET 1: 2500 MILLBROOK DRIVE CITY: BUFFALO GROVE STATE: IL ZIP: 60089 4 1 formfour.xml X0306 4 2015-01-12 0 0000003116 AKORN INC AKRX 0001365174 Silverberg Mark M 1925 WEST FIELD COURT SUITE 300 LAKE FOREST IL 60045 0 1 0 0 Exec VP, Ops Global QA&TechSrv Common Stock 2015-01-12 4 M 0 80000 1.46 A 264124 D Common Stock 2015-01-12 4 S 0 38602 41.00 D 225522 D Stock Options (Right to Buy) 1.46 2015-01-12 4 M 0 80000 0.00 D 2020-02-22 Common Stock 80000 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2014. Proceeds from the sale were used to pay exercise price and taxes due upon exercise of options. Amount of Shares Beneficially Owned Following Reported Transaction includes 22,535 unvested shares subject to restricted stock awards and 202,987 shares owned outright. Shares owned outright include 1,015 shares acquired through participation in the Employee Stock Purchase Plan for the 2014 plan year. The option vested in three annual installments with 26,666 options vesting on February 22, 2011, and 26,667 options vesting on each of February 22, 2012 and February 22, 2013. There was no consideration given in exchange for the security. /s/ Mark M Silverberg 2015-01-13