0001171843-14-005277.txt : 20141105 0001171843-14-005277.hdr.sgml : 20141105 20141105200514 ACCESSION NUMBER: 0001171843-14-005277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141103 FILED AS OF DATE: 20141105 DATE AS OF CHANGE: 20141105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AKORN INC CENTRAL INDEX KEY: 0000003116 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 720717400 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1925 W. FIELD COURT, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-279-6100 MAIL ADDRESS: STREET 1: 1925 W. FIELD COURT, SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dick Timothy A CENTRAL INDEX KEY: 0001466630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32360 FILM NUMBER: 141198447 MAIL ADDRESS: STREET 1: 1925 WEST FIELD COURT SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 gff4_dick110514.xml OWNERSHIP DOCUMENT X0306 4 2014-11-03 0 0000003116 AKORN INC AKRX 0001466630 Dick Timothy A 1925 WEST FIELD COURT SUITE 300 LAKE FOREST IL 60045 0 1 0 0 Chief Financial Officer Common Stock 2014-11-03 4 M 0 61111 2.61 A 184099 D Common Stock 2014-11-03 4 M 0 61111 1.46 A 245210 D Common Stock 2014-11-03 4 S 0 122222 44.08 D 122988 D Stock Option (right to buy) 2.61 2014-11-03 4 M 0 61111 0 D 2015-05-21 Common Stock 61111 183334 D Stock Option (right to buy) 1.46 2014-11-03 4 M 0 61111 0 D 2015-02-22 Common Stock 61111 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2014. Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $44.80 to $43.64 per share. The reporting person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at separate prices within the foregoing range. Amount of Shares Beneficially Owned Following Reported Transaction includes 45,789 unvested shares subject to a restricted stock awards and 77,199 shares owned outright. The option vested in three annual installments with 122,222 options vesting on each of May 21, 2011 and May 21, 2012, and 122,223 options vesting on May 21, 2013. The option vested in three annual installments with 61,111 vesting on each of February 22, 2011, February 22, 2012 and February 22, 2013. There was no consideration given in exchange for the security. /s/ Timothy A. Dick 2014-11-05