-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VSYGPabAAQLUgFlWbdJCtroh6/QS5jN6GDfncDNYoqvfU18n9YgUhCRfn9X+LVPb F7EvVhnxyQd5X/7NkrfthQ== 0000899140-06-000032.txt : 20060110 0000899140-06-000032.hdr.sgml : 20060110 20060110142940 ACCESSION NUMBER: 0000899140-06-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060106 FILED AS OF DATE: 20060110 DATE AS OF CHANGE: 20060110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMMITT RICHARD B CENTRAL INDEX KEY: 0001083927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06523 FILM NUMBER: 06521874 BUSINESS ADDRESS: BUSINESS PHONE: 9082773737 MAIL ADDRESS: STREET 1: 18 BANK STREET CITY: SUMMIT STATE: NJ ZIP: 07901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICRO THERAPEUTICS INC CENTRAL INDEX KEY: 0000311407 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330569235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 GOODYEAR CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9498373700 MAIL ADDRESS: STREET 1: 2 GOODYEAR CITY: IRVINE STATE: CA ZIP: 92618 4 1 emmitt_mti4-011006ex.xml X0202 4 2006-01-06 1 0000311407 MICRO THERAPEUTICS INC MTIX 0001083927 EMMITT RICHARD B C/O THE VERTICAL GROUP, L.P. 25 DEFOREST AVENUE SUMMIT, NEW JERSEY 07901 1 0 0 0 Common Stock Option 5.85 2006-01-06 4 D 0 16000 D 2011-07-26 Common Stock 16000 0 D Common Stock Option 4.74 2006-01-06 4 D 0 4000 D 2012-05-30 Common Stock 4000 0 D Common Stock Option 3.08 2006-01-06 4 D 0 4000 D 2013-05-22 Common Stock 4000 0 D Common Stock Option 4.17 2006-01-06 4 D 0 4000 D 2014-05-20 Common Stock 4000 0 D Common Stock Option 4.00 2006-01-06 4 D 0 4000 D 2015-05-26 Common Stock 4000 0 D This option, which provided for vesting in the amount of 25% on July 26, 2001, with the remainder vesting in three equal annual installments, was assumed by ev3 Inc. in the merger between the issuer and a wholly-owned subsidiary of ev3 Inc. (the "Merger") and replaced with an option to purchase 7,620 shares of ev3 Inc. common stock for $12.28 per share. This option, which provided for vesting in the amount of 25% on May 30, 2002, with the remainder vesting in three equal annual installments, was assumed by ev3 Inc. in the Merger and replaced with an option to purchase 1,905 shares of ev3 Inc. common stock for $9.95 per share. This option, which provided for vesting in the amount of 25% on May 22, 2003, with the remainder vesting in three equal annual installments, was assumed by ev3 Inc. in the Merger and replaced with an option to purchase 1,905 shares of ev3 Inc. common stock for $6.47 per share. This option, which provided for vesting in the amount of 25% on May 20, 2004, with the remainder vesting in three equal annual installments, was assumed by ev3 Inc. in the Merger and replaced with an option to purchase 1,905 shares of ev3 Inc. common stock for $8.76 per share. This option, which provided for vesting in the amount of 25% on May 26, 2005, with the remainder vesting in three equal annual installments, was assumed by ev3 Inc. in the Merger and replaced with an option to purchase 1,905 shares of ev3 Inc. common stock for $8.40 per share. /s/ Richard B. Emmitt 2006-01-09 -----END PRIVACY-ENHANCED MESSAGE-----