-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SEFx91l26gwryZ9FC4ZkiZfxsWc+u8Ftvn9tQLgia2kXVxtIqwpkHmIyecGmb2q0 7jVIvoiVJuaF+ZfA/9Gl7Q== 0000899140-04-000737.txt : 20040524 0000899140-04-000737.hdr.sgml : 20040524 20040524152128 ACCESSION NUMBER: 0000899140-04-000737 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040520 FILED AS OF DATE: 20040524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICRO THERAPEUTICS INC CENTRAL INDEX KEY: 0000311407 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330569235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 GOODYEAR CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9498373700 MAIL ADDRESS: STREET 1: 2 GOODYEAR CITY: IRVINE STATE: CA ZIP: 92618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMMITT RICHARD B CENTRAL INDEX KEY: 0001083927 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06523 FILM NUMBER: 04826814 BUSINESS ADDRESS: STREET 1: 18 BANK STREET CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 9082773737 MAIL ADDRESS: STREET 1: 18 BANK STREET CITY: SUMMIT STATE: NJ ZIP: 07901 4 1 emmitt_mti4-052404ex.xml X0202 4 2004-05-20 0 0000311407 MICRO THERAPEUTICS INC MTIX 0001083927 EMMITT RICHARD B C/O THE VERTICAL GROUP, L.P. 25 DEFOREST AVENUE SUMMIT NJ 07901 1 0 0 0 Common Stock, par value $0.001 per share 24818261 I See Footnote Options to acquire common stock 4.17 2004-05-20 4 A 0 4000 0 A 2004-05-20 2014-05-20 Common Stock, par value $0.001 per share 4000 28000 D Please see Exhibit 99.1. Please see Exhibit 99.1. /s/ Richard B. Emmitt 2004-05-24 EX-99.1 2 m2553735.txt CONTINUATION SHEET EXHIBIT 99.1 ------------ Continuation Sheet Explanation of Responses (1) Vertical Fund I, L.P., a Delaware limited partnership ("VFI"), and Vertical Fund II, L.P., a Delaware limited partnership ("VFII" and together with VFI, "Vertical"), collectively own 481,502 shares of common stock, par value $0.001 per share ("Common Stock"), of Micro Therapeutics, Inc. (the "Company"). The reporting person, a director of the Company, is a general partner of The Vertical Group, L.P., a Delaware limited partnership, the sole general partner of VFI and VFII. VFI and VFII are members of ev3 LLC, a Delaware limited liability company, which wholly owns Micro Investment, LLC, a Delaware limited liability company ("Micro LLC"). By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended, the reporting person may be deemed to be the beneficial owner of all of the shares of Common Stock owned by Vertical as well as an indeterminate portion of the 24,336,759 shares of Common Stock owned by Micro LLC. The reporting person disclaims beneficial ownership of all shares of Common Stock owned by Vertical and the reporting person disclaims beneficial ownership of all shares of Common Stock owned by Micro LLC, in each case, except to the extent of any indirect pecuniary interest therein. (2) 1,000 of the options vested on 5/20/04; 1,000 of the options will vest on 5/20/05; 1,000 of the options will vest on 5/20/06; and 1,000 of the options will vest on 5/20/07. -----END PRIVACY-ENHANCED MESSAGE-----