0001654954-23-000983.txt : 20230130 0001654954-23-000983.hdr.sgml : 20230130 20230130154801 ACCESSION NUMBER: 0001654954-23-000983 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230130 DATE AS OF CHANGE: 20230130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vlak August M. CENTRAL INDEX KEY: 0001663158 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35383 FILM NUMBER: 23567508 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET CITY: NAUGATUCK STATE: CT ZIP: 06770 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 5 1 section16.xml PRIMARY DOCUMENT X0306 5 2022-12-31 false 0 1 0000031107 EASTERN CO EML 0001663158 Vlak August M. 3 ENTERPRISE DRIVE SUITE 408 SHELTON CT 06484 true true false President & CEO Class A Common Stock 2022-01-19 5 L false 44 26.53 A 23531 D Class A Common Stock 2022-02-09 5 L false 36 25.76 A 23567 D Class A Common Stock 2022-03-07 5 L false 38 24.47 A 23605 D Class A Common Stock 2022-03-15 5 P false 27 24.38 A 23632 D Class A Common Stock 2022-03-15 5 P false 72 24.08 A 23704 D Class A Common Stock 2022-04-20 5 L false 49 23.40 A 23753 D Class A Common Stock 2022-05-06 5 L false 39 23.41 A 23792 D Class A Common Stock 2022-06-07 5 L false 43 21.49 A 23835 D Class A Common Stock 2022-06-15 5 P false 33 20.69 A 23867 D Class A Common Stock 2022-06-15 5 P false 87 20.04 A 23954 D Class A Common Stock 2022-07-12 5 L false 55 21.08 A 24009 D Class A Common Stock 2022-08-05 5 L false 43 21.49 A 24052 D Class A Common Stock 2022-09-13 5 L false 48 19.39 A 24100 D Class A Common Stock 2022-09-15 5 P false 36 19.16 A 24136 D Class A Common Stock 2022-09-15 5 P false 93 18.90 A 24229 D Class A Common Stock 2022-12-15 5 P false 33 21.22 A 24262 D Class A Common Stock 2022-12-15 5 P false 84 21.16 A 24346 D Stock Appreciation Rights 26.30 2022-03-02 4 A false 12000 0 A 2022-03-02 2024-02-25 Common Stock 12000 32000 D Stock Award 0 2022-03-15 4 A false 3978 0 A 2025-03-01 2025-03-01 Common Stock 3978 35978 D Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities and Exchange Act of 1934, as amended. Represents shares acquired by the reporting person through the reinvestment of dividends under the The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan. The reporting person was granted 12,000 stock appreciation rights (SARs) in 2019 that became exercisable upon satisfaction of performance requirements in 2022. The reporting person was granted 3,978 shares that vest on 3/1/2025, subject to employment at the vesting date. /s/August M. Vlak 2023-01-30