0001654954-21-006948.txt : 20210616 0001654954-21-006948.hdr.sgml : 20210616 20210616142932 ACCESSION NUMBER: 0001654954-21-006948 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210510 FILED AS OF DATE: 20210616 DATE AS OF CHANGE: 20210616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woidke James P. CENTRAL INDEX KEY: 0001487474 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35383 FILM NUMBER: 211021244 MAIL ADDRESS: STREET 1: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2021-05-10 false 0000031107 EASTERN CO EML 0001487474 Woidke James P. 112 BRIDGE STREET NAUGATUCK CT 06770 true false Chief Operating Officer Class A Common Stock 2021-05-10 4 M false 10000 19.10 A 10000 D Class A Common Stock 2021-05-10 4 D false 6120 31.21 D 3880 D Stock Appreciation Rights 19.10 2021-05-10 4 M false 10000 0 D 2020-02-01 2022-03-02 Common Stock 10000 0 D Stock Appreciation Rights 24.90 2021-04-27 4 A false 7000 0 A 2021-02-01 2023-02-07 Common Stock 7000 7000 D The reporting person received 3,880 shares of common stock upon the net exercise of 10,000 stock appreciation rights (SARs). A total of 6,120 shares of common stock underlying such SARs were withheld in the payment of the exercise price. /s/James P. Woidke 2021-06-16