0001654954-21-006068.txt : 20210520 0001654954-21-006068.hdr.sgml : 20210520 20210520091327 ACCESSION NUMBER: 0001654954-21-006068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210204 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vlak August M. CENTRAL INDEX KEY: 0001663158 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35383 FILM NUMBER: 21942497 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET CITY: NAUGATUCK STATE: CT ZIP: 06770 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2021-02-04 false 0000031107 EASTERN CO EML 0001663158 Vlak August M. 112 BRIDGE STREET NAUGATUCK CT 06770 true true false President & CEO Class A Common Stock 2021-02-04 4 L false 38 24.51 A 19202 D Class A Common Stock 2021-03-05 4 L false 34 26.82 A 19236 D Class A Common Stock 2021-03-15 5 P false 8 26.51 A 19244 D Class A Common Stock 2021-04-06 4 L false 42 27.51 A 19286 D Class A Common Stock 2021-05-05 4 L false 31 29.29 A 19317 D Class A Common Stock 2021-05-10 4 M false 16667 19.10 A 35984 D Class A Common Stock 2021-05-10 4 D false 13062 31.21 D 22922 D Stock Appreciation Rights 19.10 2021-05-10 4 M false 16667 0 D 2020-02-01 2022-03-02 Common Stock 16667 0 D Stock Appreciation Rights 24.90 2021-04-27 4 A false 20000 0 A 2021-02-01 2023-02-07 Common Stock 20000 20000 D Shares acquired under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan. Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan. The reporting person received 3,605 shares of common stock upon the net exercise of 16,667 stock appreciation rights (SARs). A total of 13,062 shares of common stock underlying such SARs were withheld in the payment of the exercise price and to satisfy the withholding tax obligation resulting from the exercise. /s/August M. Vlak 2021-05-20