0001654954-21-006066.txt : 20210520
0001654954-21-006066.hdr.sgml : 20210520
20210520090015
ACCESSION NUMBER: 0001654954-21-006066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210204
FILED AS OF DATE: 20210520
DATE AS OF CHANGE: 20210520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN JOHN L III
CENTRAL INDEX KEY: 0001187212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35383
FILM NUMBER: 21942464
MAIL ADDRESS:
STREET 1: 13 CEDAR DRIVE
CITY: CROMWELL
STATE: CT
ZIP: 06416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTERN CO
CENTRAL INDEX KEY: 0000031107
STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420]
IRS NUMBER: 060330020
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 112 BRIDGE ST
STREET 2: P O BOX 460
CITY: NAUGATUCK
STATE: CT
ZIP: 06770
BUSINESS PHONE: 2037292255
MAIL ADDRESS:
STREET 1: 112 BRIDGE STREET
STREET 2: P O BOX 460
CITY: NAUGATUCK
STATE: CT
ZIP: 06770
4
1
section16.xml
PRIMARY DOCUMENT
X0306
4
2021-02-04
false
0000031107
EASTERN CO
EML
0001187212
SULLIVAN JOHN L III
112 BRIDGE STREET
NAUGATUCK
CT
06770
false
true
false
false
Vice President & CFO
Class A Common Stock
2021-02-04
4
L
false
8
24.51
A
31097
D
Class A Common Stock
2021-03-05
4
L
false
7
26.82
A
31104
D
Class A Common Stock
2021-03-15
5
P
false
104
26.51
A
31208
D
Class A Common Stock
2021-04-06
4
L
false
9
27.51
A
31217
D
Class A Common Stock
2021-05-05
4
L
false
7
29.29
A
31224
D
Class A Common Stock
2021-05-10
4
M
false
8333
19.10
A
39557
D
Class A Common Stock
2021-05-10
4
D
false
5100
31.21
D
34457
D
Stock Appreciation Rights
19.10
2021-05-10
4
M
false
8333
0
D
2020-02-01
2022-03-02
Common Stock
8333
0
D
Stock Appreciation Rights
24.90
2021-04-27
4
A
false
10000
0
A
2021-02-01
2023-02-07
Common Stock
10000
10000
D
Represents shares acquired by the reporting person under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan that are eligible for deferred reporting pursuant to Rule 16a-6 under the Securities Exchange Act of 1934, as amended.
Represents shares acquired by the reporting person through the reinvestment of dividends under The Eastern Company Investors Choice Dividend Reinvestment and Direct Stock Purchase Sale Plan.
The reporting person received 3,233 shares of common stock upon the net exercise of 8,333 stock appreciation rights (SARs). A total of 5,100 shares of common stock underlying such SARs were withheld in the payment of the exercise price and to satisfy the withholding tax obligation resulting from the exercise.
/s/John L. Sullivan III
2021-05-20