0001498290-23-000011.txt : 20231117 0001498290-23-000011.hdr.sgml : 20231117 20231117171329 ACCESSION NUMBER: 0001498290-23-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231116 FILED AS OF DATE: 20231117 DATE AS OF CHANGE: 20231117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiSanto Frederick D. CENTRAL INDEX KEY: 0001498290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35383 FILM NUMBER: 231419885 MAIL ADDRESS: STREET 1: 6060 PARKLAND STREET 2: SUITE 200 CITY: CLEVELAND STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 3 ENTERPRISE DRIVE STREET 2: SUITE 408 CITY: SHELTON STATE: CT ZIP: 06484 BUSINESS PHONE: 203-729-2255 MAIL ADDRESS: STREET 1: 3 ENTERPRISE DRIVE STREET 2: SUITE 408 CITY: SHELTON STATE: CT ZIP: 06484 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-11-16 0 0000031107 EASTERN CO EML 0001498290 DiSanto Frederick D. 6060 PARKLAND SUITE 200 CLEVELAND OH 44124 1 0 0 0 0 common Stock, par value $0.01 per share 2023-11-16 4 P 0 1700 18.72 A 58046 D common Stock, par value $0.01 per share 2023-11-17 4 P 0 3300 18.56 A 61346 D common Stock, par value $0.01 per share 43797 I See Footnote common Stock, par value $0.01 per share 11970 I See Footnote Mr. DiSanto has a pecuniary interest in the shares held by Ancora Catalyst Fund LP by virtue of him position as Chairman and CEO of Ancora Alternatives LLC, the General Partner of the Fund. Mr. DiSanto has a pecuniary interest in the shares held by Ancora Merlin Fund LP by virtue of him position as Chairman and CEO of Ancora Alternatives LLC, the General Partner of the Fund. Fredrick DiSanto 2023-11-17