0001498290-23-000002.txt : 20230321 0001498290-23-000002.hdr.sgml : 20230321 20230321134248 ACCESSION NUMBER: 0001498290-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230320 FILED AS OF DATE: 20230321 DATE AS OF CHANGE: 20230321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiSanto Frederick D. CENTRAL INDEX KEY: 0001498290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35383 FILM NUMBER: 23748850 MAIL ADDRESS: STREET 1: 6060 PARKLAND STREET 2: SUITE 200 CITY: CLEVELAND STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 ENTERPRISE DRIVE STREET 2: SUITE 408 CITY: SHELTON STATE: CT ZIP: 06484 BUSINESS PHONE: 203-729-2255 MAIL ADDRESS: STREET 1: 3 ENTERPRISE DRIVE STREET 2: SUITE 408 CITY: SHELTON STATE: CT ZIP: 06484 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-03-20 0 0000031107 EASTERN CO EML 0001498290 DiSanto Frederick D. 6060 PARKLAND SUITE 200 CLEVELAND OH 44124 1 0 0 0 0 common Stock, par value $0.01 per share 2023-03-15 4 A 0 1356 15.86 A 49230 D common Stock, par value $0.01 per share 43797 I See Footnote common Stock, par value $0.01 per share 11970 I See Footnote Shares acquired under the Eastern Company director's fee program pursuant to rule 16b3(d). The price used to determine the number of shares is the price of the shares on 3/15/2023. Mr. DiSanto has a pecuniary interest in the shares held by the Ancora Catalyst Fund LP., by virtue of his position as Chairman and CEO of Ancora Alternatives, the General Partner of the Fund. Mr. DiSanto has a pecuniary interest in the shares held by the Ancora Merlin Fund LP., by virtue of his position as Chairman and CEO of Ancora Alternatives, the General Partner of the Fund. Fredrick DiSanto 2023-03-21