0001140361-17-010479.txt : 20170303 0001140361-17-010479.hdr.sgml : 20170303 20170303142727 ACCESSION NUMBER: 0001140361-17-010479 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170302 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Labbadia Angelo CENTRAL INDEX KEY: 0001641461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35383 FILM NUMBER: 17662900 MAIL ADDRESS: STREET 1: 230 SYCAMORE DRIVE CITY: PROSPECT STATE: CT ZIP: 06712 4 1 doc1.xml FORM 4 X0306 4 2017-03-02 0 0000031107 EASTERN CO EML 0001641461 Labbadia Angelo 112 BRIDGE STREET NAUGATUCK CT 06770 0 1 0 0 Vice President & COO Common Stock 0 D Stock Appreciation Rights 19.10 2017-03-02 4 A 0 10000 0 A 2022-03-02 Common Stock 10000 10000 D On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020. /s/Angelo M. Labbadia 2017-03-03