0001140361-17-010476.txt : 20170303
0001140361-17-010476.hdr.sgml : 20170303
20170303142029
ACCESSION NUMBER: 0001140361-17-010476
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170302
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTERN CO
CENTRAL INDEX KEY: 0000031107
STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420]
IRS NUMBER: 060330020
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 112 BRIDGE ST
STREET 2: P O BOX 460
CITY: NAUGATUCK
STATE: CT
ZIP: 06770
BUSINESS PHONE: 2037292255
MAIL ADDRESS:
STREET 1: 112 BRIDGE STREET
STREET 2: P O BOX 460
CITY: NAUGATUCK
STATE: CT
ZIP: 06770
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN JOHN L III
CENTRAL INDEX KEY: 0001187212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35383
FILM NUMBER: 17662865
MAIL ADDRESS:
STREET 1: 13 CEDAR DRIVE
CITY: CROMWELL
STATE: CT
ZIP: 06416
4
1
doc1.xml
FORM 4
X0306
4
2017-03-02
0
0000031107
EASTERN CO
EML
0001187212
SULLIVAN JOHN L III
112 BRIDGE STREET
NAUGATUCK
CT
06770
0
1
0
0
Vice President & CFO
Common Stock
26894
D
Stock Appreciation Rights
19.10
2017-03-02
4
A
0
10000
0
A
2022-03-02
Common Stock
10000
10000
D
On March 2, 2017, 10,000 stock appreciation rights ("SARs") were granted to the reporting person pursuant to the terms of The Eastern Company 2010 Executive Stock Incentive Plan and a stock appreciation rights agreement, at an exercise price of $19.10 per SAR. These SARs shall vest and become exercisable as follows (provided the reporting person remains an employee of the issuer on each applicable vesting date, and the issuer meets certain performance thresholds prescribed in the stock appreciation rights agreement): 3,334 of the granted SARs vest on February 1, 2018; 3,333 of the granted SARs vest on February 1, 2019; and 3,333 of the granted SARs vest on February 1, 2020.
/s/John L. Sullivan III
2017-03-03