0001140361-16-080904.txt : 20160928
0001140361-16-080904.hdr.sgml : 20160928
20160928150202
ACCESSION NUMBER: 0001140361-16-080904
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160926
FILED AS OF DATE: 20160928
DATE AS OF CHANGE: 20160928
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTERN CO
CENTRAL INDEX KEY: 0000031107
STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420]
IRS NUMBER: 060330020
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 112 BRIDGE ST
STREET 2: P O BOX 460
CITY: NAUGATUCK
STATE: CT
ZIP: 06770
BUSINESS PHONE: 2037292255
MAIL ADDRESS:
STREET 1: 112 BRIDGE STREET
STREET 2: P O BOX 460
CITY: NAUGATUCK
STATE: CT
ZIP: 06770
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MITAROTONDA JAMES A
CENTRAL INDEX KEY: 0001254583
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35383
FILM NUMBER: 161906765
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE 17TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
doc1.xml
FORM 4
X0306
4
2016-09-26
0
0000031107
EASTERN CO
EML
0001254583
MITAROTONDA JAMES A
C/O BARINGTON CAPITAL GROUP L.P.
888 SEVENTH AVENUE 17TH FLOOR
NEW YORK
NY
10019
1
0
0
0
Common Shares
2016-09-26
4
A
0
385
19.53
A
2493
D
Common Shares
525605
I
By Barington Company Equity Partners, L.P.
385 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2016.
The Reporting Person is the sole stockholder and director of LNA Capital Corp. LNA Capital Corp. is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC ("Barington Investors"). Barington Investors is the general partner of Barington Companies Equity Partners, L.P.
The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
/s/James A. Mitarotonda
2016-09-28