0001140361-16-080895.txt : 20160928 0001140361-16-080895.hdr.sgml : 20160928 20160928144124 ACCESSION NUMBER: 0001140361-16-080895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160926 FILED AS OF DATE: 20160928 DATE AS OF CHANGE: 20160928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiSanto Frederick D. CENTRAL INDEX KEY: 0001498290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35383 FILM NUMBER: 161906703 MAIL ADDRESS: STREET 1: ONE CHAGRIN HIGHLANDS STREET 2: 2000 AUBURN DRIVE, SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44122 4 1 doc1.xml FORM 4 X0306 4 2016-09-26 0 0000031107 EASTERN CO EML 0001498290 DiSanto Frederick D. 6060 PARKLAND BLVD., SUITE 200 CLEVELAND OH 44124 1 0 0 0 Common Stock 2016-09-26 4 A 0 384 19.53 A 5692 D Common Stock 8700 I By Ancora Catalyst Fund, L.P. 384 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). The price used to determine the number of shares is the price of the shares on September 15, 2016. Mr. DiSanto has a pecuniary interest in the shares held in the Ancora Catalsyt Fund, LP. /s/Fredrick D. DiSanto 2016-09-28