0001140361-11-023335.txt : 20110427
0001140361-11-023335.hdr.sgml : 20110427
20110427151716
ACCESSION NUMBER: 0001140361-11-023335
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110425
FILED AS OF DATE: 20110427
DATE AS OF CHANGE: 20110427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN JOHN L III
CENTRAL INDEX KEY: 0001187212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-00599
FILM NUMBER: 11783402
MAIL ADDRESS:
STREET 1: 13 CEDAR DRIVE
CITY: CROMWELL
STATE: CT
ZIP: 06416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTERN CO
CENTRAL INDEX KEY: 0000031107
STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420]
IRS NUMBER: 060330020
STATE OF INCORPORATION: CT
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 112 BRIDGE ST
STREET 2: P O BOX 460
CITY: NAUGATUCK
STATE: CT
ZIP: 06770
BUSINESS PHONE: 2037292255
MAIL ADDRESS:
STREET 1: 112 BRIDGE STREET
STREET 2: P O BOX 460
CITY: NAUGATUCK
STATE: CT
ZIP: 06770
4
1
doc1.xml
FORM 4
X0303
4
2011-04-25
0
0000031107
EASTERN CO
EML
0001187212
SULLIVAN JOHN L III
112 BRIDGE STREET
NAUGATUCK
CT
06770
0
1
0
0
Vice President & CFO
Common Stock
2011-04-25
4
M
0
4000
9.6
A
35411
D
Qualified employee stock option
9.60
2011-04-25
4
M
0
0
0
A
2011-04-26
Common Stock
4000
0
D
The original 4/26/2001 option was for 15,000 shares at $14.40 per share. 5,800 shares were vested on 1/1/2004; 6,944 shares were vested on 1/1/2005; and the remaining 2,256 shares were vested on 1/1/2006. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now for 22,500 shares at $9.60 per share. On October 28, 2010 1,000 shares were exercised, on November 4, 2010 2,000 shares were exercised, on November 9, 2010 4,000 shares were exercised, on December 1, 2010 7,500 shares were exercised and on January 3, 2011 4,000 shares were exercised at $9.60 per share and April 25, 2011 4,000 shares were exercised leaving a zero balance.
/s/John L. Sullivan III
2011-04-27