-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RyLV+LS1moUXqrt346rpjxaLZo+pfQKF2dwdPrVKuZjpB3G4U7zPzyp4Wl61Ob1Q +dwF1mFdbmxfVqdjHOWQQQ== 0001140361-10-035786.txt : 20100901 0001140361-10-035786.hdr.sgml : 20100901 20100901150550 ACCESSION NUMBER: 0001140361-10-035786 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100830 FILED AS OF DATE: 20100901 DATE AS OF CHANGE: 20100901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sapack Kenneth CENTRAL INDEX KEY: 0001383990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 101052377 MAIL ADDRESS: STREET 1: 132 GOOD HILL ROAD CITY: WOODBURY STATE: CT ZIP: 06798 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 4 1 doc1.xml FORM 4 X0303 4 2010-08-30 0 0000031107 EASTERN CO EML 0001383990 Sapack Kenneth 112 BRIDGE STREET NAUGATUCK CT 06770 0 1 0 0 Chief Accounting Officer Common Stock 2010-08-30 4 S 0 11 17.00 D 7168 D Common Stock 2010-08-30 4 S 0 2463 16.75 D 4705 D Common Stock 2010-08-30 4 S 0 537 16.7519 D 4168 D Common Stock 2010-08-31 4 S 0 1105 16.99 D 3063 D Common Stock 2010-09-01 4 S 0 3000 17.00 D 63 D Common Stock 2010-09-01 4 S 0 63 17.045 D 0 D Qualified employee stock option 9.60 2001-04-26 4 A 0 0 0 A 2002-01-01 2011-04-26 Common Stock 7500 7500 D On August 30, 2010, 11 shares sold on the open market for $17.00 per share. On August 30, 2010, 2,463 shares sold on the open market for $16.75 per share. On August 30, 2010, 537 shares sold on the open market for $16.75186 per share. On August 31, 2010, 1,105 shares sold on the open market for $16.99 per share. On September 1, 2010, 3,000 shares sold on the open market for $17.00 per share. On September 1, 2010, 63 shares sold on the open market for $17.045 per share. The original 4/26/2001 option was for 5,000 shares at $14.40 per share. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now for 7,500 shares at $9.60 per share. /s/Kenneth R. Sapack 2010-09-01 -----END PRIVACY-ENHANCED MESSAGE-----