-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DVlxq4tnthG+5e75CMM1cnLh3w7V7ivDUhG2TbZNwIB79kbAhGDTp3XH+DJcF+nr 7UDQSN/PTnv0SsLSmi7ekg== 0001140361-10-026620.txt : 20100623 0001140361-10-026620.hdr.sgml : 20100623 20100623162417 ACCESSION NUMBER: 0001140361-10-026620 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100622 FILED AS OF DATE: 20100623 DATE AS OF CHANGE: 20100623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEGANZA LEONARD F CENTRAL INDEX KEY: 0001193772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 10912852 MAIL ADDRESS: STREET 1: 62 TUNXIS VILLAGE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 4 1 doc1.xml FORM 4 X0303 4 2010-06-22 0 0000031107 EASTERN CO EML 0001193772 LEGANZA LEONARD F 112 BRIDGE STREET NAUGATUCK CT 06770 1 1 0 0 Chairman, President & CEO Common Stock 2010-06-22 4 F 0 31764 14.58 D 78360 D Common Stock 2010-06-22 4 M 0 48750 9.5 A 127110 D Qualified employee stock option 9.50 2010-06-22 4 M 0 48750 0 D 2010-07-19 Common Stock 48750 0 D 31,764 shares of previously acquired Eastern Company stock were surrendered to Eastern Treasury at the closing price on June 21, 2010 of $14.58 per share, for the purchase of stock options by Mr. Leganza. 48,750 shares were exercised on June 22, 2010 by Mr. Leganza. The original 7/19/2000 option was for 32,500 shares at $14.25 per share. 7,017 shares were vested on 1/1/2001; 7,017 shares were vested on 1/1/2002; 7,017 shares were vested on 1/1/2003; 7,017 shares were vested on 1/1/2004 and the remaining 4,432 shares vested on 1/1/2005. As a result of a 3-for2 stock split effective 10/18/2006, this option is now 48,750 shares at $9.50 per share. The original 7/19/2000 option was for 32,500 shares at $14.25 per share. 7,017 shares were vested on 1/1/2001; 7,017 shares were vested on 1/1/2002; 7,017 shares were vested on 1/1/2003; 7,017 shares were vested on 1/1/2004 and the remaining 4,432 shares vested on 1/1/2005. As a result of a 3-for2 stock split effective 10/18/2006, this option is now 48,750 shares at $9.50 per share. On June 22, 2010, 48,750 shares were exercised at $9.50 per share, leaving a zero balance. /s/Leonard F. Leganza 2010-06-23 -----END PRIVACY-ENHANCED MESSAGE-----