-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I+Du/P8bZbzdREzEIEE8WMIP3PJ4QtNKTx7i0TecUgtmVauy2uOqVUPSTUz2dn39 zjlgp6NXBZsImSyN+B0xLQ== 0001140361-10-025385.txt : 20100614 0001140361-10-025385.hdr.sgml : 20100614 20100614151031 ACCESSION NUMBER: 0001140361-10-025385 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100610 FILED AS OF DATE: 20100614 DATE AS OF CHANGE: 20100614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sapack Kenneth CENTRAL INDEX KEY: 0001383990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 10894672 MAIL ADDRESS: STREET 1: 132 GOOD HILL ROAD CITY: WOODBURY STATE: CT ZIP: 06798 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 4 1 doc1.xml FORM 4 X0303 4 2010-06-10 0 0000031107 EASTERN CO EML 0001383990 Sapack Kenneth 112 BRIDGE STREET NAUGATUCK CT 06770 0 1 0 0 Chief Accounting Officer Common Stock 2010-06-10 4 M 0 2950 9.50 A 2950 D Common Stock 2010-06-14 4 S 0 657 14.30 D 2293 D Common Stock 2010-06-14 4 S 0 2293 14.10 D 0 D Qualified employee stock option 9.50 2010-06-10 4 M 0 2950 0 D 2010-07-19 Common Stock 17900 14950 D Qualified employee stock option 9.60 2001-04-26 4 A 0 0 0 A 2002-01-01 2011-04-26 Common Stock 7500 22450 D 2,950 shares were exercised on June 10, 2010 at $9.50 per share. The original 7/19/2000 option was for 15,000 shares at $14.25 per share. 7,017 shares were vested on 7/19/2000; 7,017 shares were vested on 1/1/2001; and 966 shares were vested on 1/1/2002. As a result of a 3-for2 stock split effective 10/18/2006, this option is now 22,500 shares at $9.50 per share. On June 14, 2010, 657 shares sold on the open market for $14.30 per share. On June 14, 2010, 2,293 shares sold on the open market for $14.10 per share. The original 7/19/2000 option was for 15,000 shares at $14.25 per share. 7,017 shares were vested on 7/19/2000; 7,017 shares were vested on 1/1/2001; and 966 shares were vested on 1/1/2002. As a result of a 3-for2 stock split effective 10/18/2006, this option is now 22,500 shares at $9.50 per share. On April 23, 2010 1,000 shares were exercised, on May 18, 2010 1,500 shares were exercised, on June 2, 2010 2,100 shares and on June 10, 2010 2,950 shares were exercised at $9.50 per share, leaving a balance of 14,950 shares. The original 4/26/2001 option was for 5,000 shares at $14.40 per share. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now for 7,500 shares at $9.60 per share. /s/Kenneth R. Sapack 2010-06-14 -----END PRIVACY-ENHANCED MESSAGE-----