-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G+Wbtn2bpa5XXXhGbwVuIEB3ff23Ofore8ITSsyixtdP68pPA/NvVYouq77Xw6v7 sZMDoxOKRi5DgQvNn1MZNA== 0000031107-10-000040.txt : 20100512 0000031107-10-000040.hdr.sgml : 20100512 20100512172023 ACCESSION NUMBER: 0000031107-10-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100512 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sapack Kenneth CENTRAL INDEX KEY: 0001383990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 10825323 MAIL ADDRESS: STREET 1: 132 GOOD HILL ROAD CITY: WOODBURY STATE: CT ZIP: 06798 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 4 1 krs12may_ex.xml SAPACK MAY 12TH X0303 4 2010-05-12 0 0000031107 EASTERN CO EML 0001383990 Sapack Kenneth 112 BRIDGE STREET NAUGATUCK CT 06770 0 1 0 0 Chief Accounting Officer Common Stock 2010-05-12 4 S 0 500 15.00 D 0 D Qualified employee stock option 9.5 2000-07-19 4 A 0 0 0 A 2010-07-19 Common Stock 21500 21500 D Qualified employee stock option 9.6 2001-04-26 4 A 0 0 0 A 2002-01-01 2011-04-26 Common Stock 7500 29000 D On May 12, 2010, 500 shares sold on the open market for $15.00 per share. Original 7/19/2000 option was for 15,000 shares at $14.25 per share. 7,017 shares were vested on 7/19/2000; 7,017 shares were vested on 1/1/2001; and 966 shares were vested on 1/1/2002. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now for 22,500 shares at $9.50 per share. On April 23, 2010 1,000 shares were exercised at $9.50 per share, leaving a balance of 21,500 shares. Original 4/26/2001 option was for 5,000 shares at $14.40 per share. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now for 7,500 shares at $9.60 per share. /s/Kenneth R. Sapack 2010-05-12 -----END PRIVACY-ENHANCED MESSAGE-----