-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ega7IW/MWsl1frXKmgPOExGd9EIszyHUR0wSM9ehUIEXuw579HiXD2bvruAGQ1Li CirUhkrWeVicoXEJV8amLw== 0000031107-09-000101.txt : 20091202 0000031107-09-000101.hdr.sgml : 20091202 20091202150606 ACCESSION NUMBER: 0000031107-09-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091202 FILED AS OF DATE: 20091202 DATE AS OF CHANGE: 20091202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBINSON DAVID C CENTRAL INDEX KEY: 0001193787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 091217376 MAIL ADDRESS: STREET 1: 62 TUNXIS VILLAGE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 4 1 robinson2dec09_ex.xml ROBINSON 12/2 X0303 4 2009-12-02 0 0000031107 EASTERN CO EML 0001193787 ROBINSON DAVID C 112 BRIDGE STREET NAUGATUCK CT 06770 1 0 0 0 Common Stock 2009-05-19 4 G 0 5163 A 96198 D Common Stock 2009-12-02 4 F 0 13669 13.95 D 82529 D Common Stock 2009-12-02 4 M 0 18750 10.17 A 101279 D Common Stock 0 I Trust u/w Kenneth V. Robinson Non-qualified stock options 10.17 2009-12-02 4 M 0 18750 0 D 1999-12-15 2010-01-15 Common Stock 18750 0. D In accordance with the Kenneth V. Robinson Trust, on May 19, 2009 the trust was distributed. Mr. David Robinson received 5,163 shares from the trust and is now the direct owner of the shares. 13,669 shares of previously acquired Eastern Company stock were surrendered to Eastern Treasury at the closing price on September 29, 2008 of $13.29 per share, for the purchase of stock options. 18,750 shares were exercised on December 2, 2009 at $10.17 per share. The original 12/15/1999 option was for 12,500 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now 18,750 shares at $10.17 per share. The original 12/15/1999 option was for 12,500 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now 18,750 shares at $10.17 per share. 18,750 shares were exercised on December 2, 2009, leaving a zero balance. David C. Robinson, by Theresa P. Dews his attorney-in-fact 2009-12-02 -----END PRIVACY-ENHANCED MESSAGE-----