-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TXGQq2vZ75E60WVb/Co8XOtQ0WCa6UVm1trqMRQwzWrCWMT1I0xEyc+OFkbJI7+o p7not2t9mqMaxosGNW/JBw== 0000031107-09-000071.txt : 20090813 0000031107-09-000071.hdr.sgml : 20090813 20090813165111 ACCESSION NUMBER: 0000031107-09-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090812 FILED AS OF DATE: 20090813 DATE AS OF CHANGE: 20090813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUTTLE DONALD S III CENTRAL INDEX KEY: 0001193776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 091011075 MAIL ADDRESS: STREET 1: 62 TUNXIS VILLAGE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 4 1 tuttle09aug12_ex.xml TUTTLE AUG 12 X0303 4 2009-08-12 0 0000031107 EASTERN CO EML 0001193776 TUTTLE DONALD S III 112 BRIDGE STREET NAUGATUCK CT 06770 1 0 0 0 Common Stock 60000 D Common Stock 2009-08-12 4 S 0 5090 17.00 D 28825 I Co-trustee u/a 10/27/98 w/Donald S. Tuttle Jr. Revocable Trust Non-qualified stock options 10.17 1999-12-15 4 A 0 0 0 A 1999-12-15 2010-01-15 Common Stock 18750 18750 D August 12, 2009, the Trust sold 5,090 shares on the open market for $17.00 per share. The original option on 12/15/1999 was for 12,500 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now an option for 18,750 shares at $10.17 per share. Donald S. Tuttle III, by Theresa P. Dews his attorney-in-fact 2009-08-13 -----END PRIVACY-ENHANCED MESSAGE-----