-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EVUTYMktvV9oiGr50NccEjjv0AGCOqyKXktYlIcioWo+mU/pmbWamayw5TVzmyGH GVD+KFVIb7Sab8vWb+g4Lw== 0000031107-07-000122.txt : 20071217 0000031107-07-000122.hdr.sgml : 20071217 20071217150434 ACCESSION NUMBER: 0000031107-07-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071213 FILED AS OF DATE: 20071217 DATE AS OF CHANGE: 20071217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUTTLE DONALD S III CENTRAL INDEX KEY: 0001193776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 071309889 MAIL ADDRESS: STREET 1: 62 TUNXIS VILLAGE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 tuttle_dec07ex.xml X0202 4 2007-12-13 0 0000031107 EASTERN CO EML 0001193776 TUTTLE DONALD S III 112 BRIDGE STREET NAUGATUCK CT 06770 1 0 0 0 Common Stock 2007-12-13 4 S 0 2800 19.75 D 54700 D Common Stock 2007-12-14 4 S 0 400 19.50 D 54300 D Common Stock 36825 I Co-trustee u/a 10/27/98 w/Donald S. Tuttle Jr. Revocable Trust Non-qualified stock options 9.33 1998-09-09 4 A 0 0 0 A 1998-09-09 2008-10-09 Common Stock 22500 22500 D Non-qualified stock options 10.17 1999-12-15 4 A 0 0 0 A 1999-12-15 2010-01-15 Common Stock 18750 41250 D December 13, 2007, 2,800 shares sold on the open market for $19.75 per share. December 14, 2007, 400 shares sold on the open market for $19.50 per share. The original option on 9/9/1998 was for 10,000 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now an option for 22,500 shares at $9.33 per share. The original option on 12/15/1999 was for 12,500 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now an option for 18,750 shares at $10.17 per share. Donald S. Tuttle III, by Theresa P. Dews his attorney-in-fact 2007-12-17 -----END PRIVACY-ENHANCED MESSAGE-----