-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hr+qtL31izTOR5XGLWqIB4VHJ5lZv98Jykw5bAXj3yG8TZQoG2OEImGTLgn7A6CI y8i+1alfwSFdmI7XWQQm9A== 0000031107-07-000116.txt : 20071130 0000031107-07-000116.hdr.sgml : 20071130 20071130155044 ACCESSION NUMBER: 0000031107-07-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071128 FILED AS OF DATE: 20071130 DATE AS OF CHANGE: 20071130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROBINSON DAVID C CENTRAL INDEX KEY: 0001193787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 071277872 MAIL ADDRESS: STREET 1: 62 TUNXIS VILLAGE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 robinson11_30ex.xml ROBINSON 11/30 X0202 4 2007-11-28 0 0000031107 EASTERN CO EML 0001193787 ROBINSON DAVID C 112 BRIDGE STREET NAUGATUCK CT 06770 1 0 0 0 Common Stock 2007-11-28 4 S 0 1000 20.00 D 86508 D Common Stock 2007-11-28 4 S 0 200 19.91 D 86308 D Common Stock 2007-11-28 4 S 0 400 19.89 D 85908 D Common Stock 2007-11-28 4 S 0 400 19.84 D 85508 D Common Stock 2007-11-29 4 S 0 1341 19.90 D 84167 D Common Stock 2007-11-29 4 S 0 100 19.91 D 84067 D Common Stock 2007-11-30 4 S 0 59 19.8801 D 84008 D Common Stock 15187 I Trust u/w Kenneth V. Robinson Non-qualified stock options 9.33 1998-09-09 4 A 0 0 0 A 1998-09-09 2008-10-09 Common Stock 22500 22500 D Non-qualified stock options 10.17 1999-12-15 4 A 0 0 0 A 1999-12-15 2010-01-15 Common Stock 18750 41250 D November 28, 2007, 1,000 shares sold on the open market for $20.00 per share. November 28, 2007, 200 shares sold on the open market for $19.91 per share. November 28, 2007, 400 shares sold on the open market for $19.89 per share. November 28, 2007, 400 shares sold on the open market for $19.84 per share. November 29, 2007, 1,341 shares sold on the open market for $19.90 per share. November 29, 2007, 100 shares sold on the open market for $19.91 per share. November 30, 2007, 59 shares sold on the open market for $19.8801 per share. The original option on 9/9/1998 was for 10,000 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/19/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now 22,500 shares at $9.33 per share. The original 12/15/1999 option was for 12,500 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now 18,750 shares at $10.17 per share. David C. Robinson, by Theresa P. Dews his attorney-in-fact 2007-11-30 -----END PRIVACY-ENHANCED MESSAGE-----