-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NlgD0Odwy9ssh8TUMOQRxZpTpPxg7Px9P1ol6XjKfDZaAgjxlTagUj7VRLUb+CvI oBPjpfMpk7K4py0WaJ7tZA== 0000031107-07-000097.txt : 20070921 0000031107-07-000097.hdr.sgml : 20070921 20070921152932 ACCESSION NUMBER: 0000031107-07-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070919 FILED AS OF DATE: 20070921 DATE AS OF CHANGE: 20070921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEGANZA LEONARD F CENTRAL INDEX KEY: 0001193772 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 071129323 MAIL ADDRESS: STREET 1: 62 TUNXIS VILLAGE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 leganza9_07shrs1ex.xml LEGANZA SEPT 19 & 20 X0202 4 2007-09-19 0 0000031107 EASTERN CO EML 0001193772 LEGANZA LEONARD F 112 BRIDGE STREET NAUGATUCK CT 06770 1 1 0 0 Chairman, President & CEO Common Stock 2007-09-19 4 S 0 700 20.35 D 71886 D Common Stock 2007-09-20 4 S 0 1500 20.50 D 70386 D Common Stock 2007-09-20 4 S 0 1000 20.45 D 69386 D Common Stock 2007-09-21 4 S 0 200 22.04 D 69186 D Common Stock 2007-09-21 4 S 0 800 22.00 D 68386 D Non-qualified employee stock option 7.95 1997-12-16 4 A 0 0 0 A 1997-12-16 1997-12-16 Common Stock 56250 56250 D Qualified employee stock option 9.33 1998-09-09 4 A 0 0 0 A 1998-09-09 1998-09-09 Common Stock 10712.25 66962.25 D Non-qualified employee stock option 9.33 1998-09-09 4 A 0 0 0 A 1998-09-09 1998-09-09 Common Stock 56787.75 123750 D Qualified employee stock option 10.17 1999-12-15 4 A 0 0 0 A 1999-12-15 1999-12-15 Common Stock 19671 143421 D Non-qualified employee stock option 10.17 1999-12-15 4 A 0 0 0 A 1999-12-15 1999-12-15 Common Stock 62829 206250 D Qualified employee stock option 9.50 2000-07-19 4 A 0 0 0 A 2000-07-19 Common Stock 48750 255000 D September 19, 2007, 700 shares sold on the open market for $20.35 per share. September 20, 2007, 1,500 shares sold on the open market for $20.50 per share. September 20, 2007, 1,000 shares sold on the open market for $20.45 per share. September 21, 2007, 200 shares sold on the open market for $22.04 per share. September 21, 2007, 800 shares sold on the open market for $22.00 per share. Original 12/16/1997 option was for 25,000 shares at $17.875 per share. As a result of a 3-for-2 stock split effective 5/28/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now 56,250 shares at $7.95 per share. Original 9/9/1998 option was for 4,761 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now 10,712.25 shares at $9.33 per share. Original 9/9/1998 option was for 25,239 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now 56,787.75 shares at $9.33 per share. Original 12/15/1999 option was for 13,114 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006, this option is now 19,671 shares at $10.17 per share. Original 12/15/1999 option was for 41,886 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006, this option is now 62,829 shares at $10.17 per share. The original 7/19/2000 option was for 32,500 shares at $14.25 per share. 7,017 shares were vested on 1/1/2001; 7,017 shares were vested on 1/1/2002; 7,017 shares were vested on 1/1/2003; 7,017 shares were vested on 1/1/2004 and the remaining 4,432 shares vested on 1/1/2005. As a result of a 3-for2 stock split effective 10/18/2006, this option is now 48,750 shares at $9.50 per share. /s/Leonard F. Leganza 2007-09-21 -----END PRIVACY-ENHANCED MESSAGE-----