-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CWXa/wbDIW6QMkpVzCSsttj9Fd86RCwTuSQ9yNFH0b4csLo422/poepkM5X7a4vb Rb/0ME04Buw8GIopeGxDOA== 0000031107-07-000083.txt : 20070801 0000031107-07-000083.hdr.sgml : 20070801 20070801162734 ACCESSION NUMBER: 0000031107-07-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070731 FILED AS OF DATE: 20070801 DATE AS OF CHANGE: 20070801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUTTLE DONALD S III CENTRAL INDEX KEY: 0001193776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 071016497 MAIL ADDRESS: STREET 1: 62 TUNXIS VILLAGE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 4 1 tuttle31jul07_ex.xml TUTTLE 7/31/07 X0202 4 2007-07-31 0 0000031107 EASTERN CO EML 0001193776 TUTTLE DONALD S III 112 BRIDGE STREET NAUGATUCK CT 06770 1 0 0 0 Common Stock 2007-07-31 4 M 0 10000 6.61 A 57500 D Common Stock 36825 I Co-trustee u/a 10/27/98 w/Donald S. Tuttle Jr. Revocable Trust Non-qualified stock options 6.61 2007-07-31 4 M 0 10000 0 D 1997-09-17 2007-10-17 Common Stock 10000 0 D Non-qualified stock options 9.33 1998-09-09 4 A 0 0 0 A 1998-09-09 2008-10-09 Common Stock 22500 22500 D Non-qualified stock options 10.17 1999-12-15 4 A 0 0 0 A 1999-12-15 2010-01-15 Common Stock 18750 41250 D 10,000 shares exercised on July 31, 2007 at $6.61 per share. The original option on 9/17/1997 was for 15,000 shares at $14.875 per share. As a result of a 3-for-2 stock split effective 5/28/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now an option for 33,750 shares at $6.61 per share. The original option on 9/17/1997 was for 15,000 shares at $14.875 per share. As a result of a 3-for-2 stock split effective 5/28/1999 and a 3-for-2 stock split effective 10/18/2006, this option became an option for 33,750 shares at $6.61 per share. On February 13, 2007, 23,750 shares were exercised at $6.61 and on July 31, 2007, 10,000 shares were exercised at $6.61, leaving a zero balance. The original option on 9/9/1998 was for 10,000 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now an option for 22,500 shares at $9.33 per share. The original option on 12/15/1999 was for 12,500 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now an option for 18,750 shares at $10.17 per share. Donald S. Tuttle III, by Theresa P. Dews his attorney-in-fact 2007-08-01 -----END PRIVACY-ENHANCED MESSAGE-----