-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G368Tx7yyk29ctccuYNnmnFtzW0a/bSIxepTgb3t7Mq7rZMYQo2PV21gtGwm+cke OV8GgwsZfLekd8qnGXo0dg== 0000031107-07-000069.txt : 20070523 0000031107-07-000069.hdr.sgml : 20070523 20070523172423 ACCESSION NUMBER: 0000031107-07-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070521 FILED AS OF DATE: 20070523 DATE AS OF CHANGE: 20070523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENRY CHARLES W CENTRAL INDEX KEY: 0001193778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 07874664 MAIL ADDRESS: STREET 1: 62 TUNXIS VILLAGE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-05-21 0 0000031107 EASTERN CO EML 0001193778 HENRY CHARLES W 112 BRIDGE STREET NAUGATUCK CT 06770 1 0 0 0 Common Stock 2007-05-21 4 S 0 2800 27.5 D 71008 D Common Stock 2007-05-21 4 S 0 575 27.45 D 70433 D Common Stock 2007-05-21 4 S 0 100 27.4 D 70333 D Common Stock 2007-05-21 4 S 0 300 27.3 D 70033 D Common Stock 2007-05-21 4 S 0 25 27.36 D 70008 D Common Stock 2007-05-21 4 S 0 1200 27.25 D 68808 D Common Stock 2007-05-22 4 S 0 100 29.05 D 68708 D Common Stock 2007-05-22 4 S 0 1600 29 D 67108 D Common Stock 2007-05-22 4 S 0 700 28.98 D 66408 D Common Stock 2007-05-22 4 S 0 100 28.96 D 66308 D Common Stock 2007-05-22 4 S 0 400 28.95 D 65908 D Common Stock 2007-05-22 4 S 0 100 28.88 D 65808 D Common Stock 2007-05-22 4 S 0 700 28.8 D 65108 D Common Stock 2007-05-22 4 S 0 300 28.7 D 64808 D Non-qualified stock options 9.33 1998-09-09 4 A 0 0 0 A 1998-09-09 2008-10-09 Common Stock 22500 22500 D Non-qualified stock options 10.17 1999-12-15 4 A 0 0 0 A 1999-12-15 2010-01-15 Common Stock 18750 41250 D May 21, 2007, 2,800 shares sold on the open market for $27.50 per share. May 21, 2007, 575 shares sold on the open market for $27.45 per share. May 21, 2007, 100 shares sold on the open market for $27.40 per share. May 21, 2007, 300 shares sold on the open market for $27.30 per share. May 21, 2007, 25 shares sold on the open market for $27.36 per share. May 21, 2007, 1,200 shares sold on the open market for $27.25 per share. May 22, 2007, 100 shares sold on the open market for $29.05 per share. May 22, 2007, 1,600 shares sold on the open market for $29.00 per share. May 22, 2007, 700 shares sold on the open market for $28.98 per share. May 22, 2007, 100 shares sold on the open market for $28.96 per share. May 22, 2007, 400 shares sold on the open market for $28.95 per share. May 22, 2007, 100 shares sold on the open market for $28.88 per share. May 22, 2007, 700 shares sold on the open market for $28.80 per share. May 22, 2007, 300 shares sold on the open market for $28.70 per share. The original option on 9/9/1998 was for 10,000 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/19/1999 and a 3-for-2 stock split effective 10/18/2006, this option is now 22,500 shares at $9.33 per share. The original 12/15/1999 option was for 12,500 shares at $15.25 per share. As a result of a 3-for-2 stock split effective 10/18/2006 this option is now 18,750 shares at $10.17 per share. Charles W. Henry, by Theresa P. Dews his attorney-in-fact 2007-05-23 -----END PRIVACY-ENHANCED MESSAGE-----