-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OtAOYf92MRoHe6JmfhbmVNE4V2AOQGv17ffABTD4D6HQQA828ZJSl6fDmn38ueOV 0yViC6cUr0ooh5RvVokFNA== 0000031107-07-000015.txt : 20070116 0000031107-07-000015.hdr.sgml : 20070115 20070116180726 ACCESSION NUMBER: 0000031107-07-000015 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070116 DATE AS OF CHANGE: 20070116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sapack Kenneth CENTRAL INDEX KEY: 0001383990 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 07533145 BUSINESS ADDRESS: BUSINESS PHONE: 203-729-2255 MAIL ADDRESS: STREET 1: 132 GOOD HILL ROAD CITY: WOODBURY STATE: CT ZIP: 06798 5 1 sapack06fm5_ex.xml X0202 5 2006-12-31 0 0 0 0000031107 EASTERN CO EML 0001383990 Sapack Kenneth 112 BRIDGE STREET NAUGATUCK CT 06770 0 1 0 0 Chief Accounting Officer Incentive Stock Options 9.50 2000-07-19 5 A 0 0 0 A 2010-07-19 Common Stock 22500 22500 D Incentive Stock Options 9.60 2001-04-26 5 A 0 0 0 A 2002-01-01 2011-04-26 Common Stock 7500 30000 D Original 7/19/2000 option was for 15,000 shares at $14.25 per share. 7,017 shares were vested on 7/19/00; 7,017 shares were vested on 1/1/01 and 966 shares were vested on 1/1/02. As a result of a 3 for 2 stock split effective 10/18/06 this option is now for 22,500 shares at $9.50 per share. Original 4/26/2001 option was for 5,000 shares at $14.40 per share. As a result of a 3 for 2 stock split effective 10/18/06 this option is now for 7,500 shares at $9.60 per share. Kenneth Sapack, by Theresa P. Dews his attorney-in-fact 2007-01-16 -----END PRIVACY-ENHANCED MESSAGE-----