-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JjmHL8S5qraK1j9NpVjiUieTzBcLEYHMvgMHptgEhBZ67EOPysSSX+6UF/T7SZbZ ZIqkTEKf0qlUcjdOy79dPw== 0000031107-06-000073.txt : 20060927 0000031107-06-000073.hdr.sgml : 20060927 20060927155410 ACCESSION NUMBER: 0000031107-06-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060927 FILED AS OF DATE: 20060927 DATE AS OF CHANGE: 20060927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUTTLE DONALD S III CENTRAL INDEX KEY: 0001193776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 061111269 MAIL ADDRESS: STREET 1: 62 TUNXIS VILLAGE CITY: FARMINGTON STATE: CT ZIP: 06032 4 1 tuttle3rd06_ex.xml TUTTLE 3RD QTR 2006 X0202 4 2006-09-27 0 0000031107 EASTERN CO EML 0001193776 TUTTLE DONALD S III 112 BRIDGE STREET NAUGATUCK CT 06770 1 0 0 0 Common Stock 2006-09-27 4 A 0 133 23.00 A 31221 D Non-qualified stock options 9.92 1997-09-17 4 A 0 0 0 A 1997-09-17 2007-10-17 Common Stock 22500 22500 D Non-qualified stock options 14.00 1998-09-09 4 A 0 0 0 A 1998-09-09 2008-10-09 Common Stock 15000 37500 D Non-qualified stock options 15.25 1999-12-15 4 A 0 0 0 A 1999-12-15 2010-01-15 Common Stock 12500 50000 D 133 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). Original 9/17/1997 option was for 15,000 shares at $14.875 per share. As a result of a 3-for-2 stock split effective 5/28/1999 this option became an option for 22,500 shares at $9.92 per share. Original 9/9/1998 option was for 10,000 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999 this option is now 15,000 shares at $14.00 per share. Donald S. Tuttle III, by Theresa P. Dews his attorney-in-fact 2006-09-27 -----END PRIVACY-ENHANCED MESSAGE-----