-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Go0DnpiO8C+lw69efcweLYIN0l3uL0A0JSg4HmwCxhTzAR1dhZNiSU3W+Hdh3VPb pWiVBrzO12trzYOgRl5few== 0000031107-06-000011.txt : 20060111 0000031107-06-000011.hdr.sgml : 20060111 20060111152907 ACCESSION NUMBER: 0000031107-06-000011 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060111 DATE AS OF CHANGE: 20060111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN JOHN L III CENTRAL INDEX KEY: 0001187212 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 06524787 MAIL ADDRESS: STREET 1: 13 CEDAR DRIVE CITY: CROMWELL STATE: CT ZIP: 06416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 5 1 sullivan05fm5_ex.xml SULLIVAN 2005 FORM 5 X0202 5 2005-12-31 0 0 0 0000031107 EASTERN CO EML 0001187212 SULLIVAN JOHN L III 112 BRIDGE STREET NAUGATUCK CT 06770 0 1 0 0 VP, Secretary & Treasurer Common Stock 2006-01-11 5 A 0 136 A 4791 D Qualified employee stock option 11.92 1997-12-16 5 A 0 0 0 A 1997-12-16 2007-12-16 Common Stock 5000 5000 D Qualified employee stock option 18.50 1999-07-21 5 A 0 0 0 A 2009-07-21 Common Stock 12500 17500 D Non-qualified employee stock option 15.25 1999-12-15 5 A 0 0 0 A 1999-12-15 2009-12-15 Common Stock 10000 27500 D Qualified employee stock option 14.25 2000-07-19 5 A 0 0 0 A 2010-07-19 Common Stock 20000 47500 D Qualified employee stock option 14.40 2001-04-26 5 A 0 0 0 A 2011-04-26 Common Stock 15000 62500 D 135 shares acquired at various prices during 2005 under The Eastern Company Dividend Investment Plan and The Eastern Company Employee Stock Purchase Plan. Original 12/16/1997 option was for 5,000 shares at $17.875 per share. As a result of a 3-for-2 stock split effective 5/28/1999 this option became an option for 7,500 shares at $11.92 per share. On 5/4/2004 Mr. Sullivan exercised 2,500 shares, so this option is now for 5,000 shares at $11.92 per share. Options to acquire 5,400 shares vested on date of grant 7/19/1999, options to acquire another 5,400 shares vested on 1/1/2000 and options to acquire the remaining 1,700 shares vested on 1/1/2001. Options to acquire 4,810 shares vested on 1/1/2001, options to acquire another 7,017 shares vested on 1/1/2002, options to acquire another 7,017 shares vested on 1/1/2003, and options to acquire the remaining 1,156 shares vested on 1/1/2004. Options to acquire 5,800 shares vested on 1/1/2004, options to acquire another 6,944 shares vested on 1/1/2005, and options to acquire the remaining 2,256 shares vested on 1/1/2006. /s/ John L. Sullivan III 2006-01-11 -----END PRIVACY-ENHANCED MESSAGE-----