-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ga/YvgjsLvvYEQMbSsuI9ncvxyc/b1F+az9ufUBxHvVOpa1s13UGF0Ex3vAx2Iw0 nhEQst7s+Flk2TMGXYvLyA== 0000031107-05-000080.txt : 20051108 0000031107-05-000080.hdr.sgml : 20051108 20051108145437 ACCESSION NUMBER: 0000031107-05-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051104 FILED AS OF DATE: 20051108 DATE AS OF CHANGE: 20051108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCMILLEN RUSSELL G CENTRAL INDEX KEY: 0001193782 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 051185985 MAIL ADDRESS: STREET 1: 62 TUNXIS VILLAGE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 4 1 mcmillen11-05_ex.xml MCMILLEN SHARES SOLD 11-05 X0202 4 2005-11-04 0 0000031107 EASTERN CO EML 0001193782 MCMILLEN RUSSELL G 112 BRIDGE STREET NAUGATUCK CT 06770 1 0 0 0 Common Stock 2005-11-04 4 S 0 100 21.50 D 5800 I Josephine McMillen Irrevocable Trust Common Stock 2005-11-04 4 S 0 800 21.25 D 5000 I Josephine McMillen Irrevocable Trust Non-qualified stock options 9.92 1997-09-17 4 A 0 0 0 A 1997-09-17 2007-10-17 Common Stock 22500 22500 D Non-qualified stock options 14.00 1998-09-09 4 A 0 0 0 A 1998-09-09 2008-10-09 Common Stock 15000 37500 D Non-qualified stock options 15.25 1999-12-15 4 A 0 0 0 A 1999-12-15 2010-01-15 Common Stock 12500 50000 D 100 shares were sold in the open market at $21.50 per share on November 4, 2005 from Josephine McMillen Irrevocable Trust 800 shares were sold in the open market at $21.25 per share on November 4, 2005 from Josephine McMillen Irrevocable Trust Original 9/17/1997 option was for 15,000 shares at $14.875 per share. As a result of a 3-for-2 stock split effective 5/28/1999 this option became an option for 22,500 shares at $9.92 per share. Original 9/9/1998 option was for 10,000 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999 this option is now 15,000 shares at $14.00 per share. Russell G. McMillen, by John L. Sullivan III his attorney-in-fact 2005-11-08 -----END PRIVACY-ENHANCED MESSAGE-----