-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I7PZO1a8hbzeKoB6rX0IFMa7GMXlbTmS2jPV7yhDJr90Cj9vtmZvWdHJ4FWCKtJU 4CzRWot1Fuqfx4h50lP30w== 0000031107-03-000040.txt : 20031222 0000031107-03-000040.hdr.sgml : 20031222 20031222154010 ACCESSION NUMBER: 0000031107-03-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031222 FILED AS OF DATE: 20031222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUTTLE DONALD S III CENTRAL INDEX KEY: 0001193776 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00599 FILM NUMBER: 031067654 MAIL ADDRESS: STREET 1: 62 TUNXIS VILLAGE CITY: FARMINGTON STATE: CT ZIP: 06032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 4 1 tuttle4th03_ex.xml X0201 4 2003-12-22 0 0000031107 EASTERN CO EML 0001193776 TUTTLE DONALD S III 236 CENTRAL ROAD MIDDLEBURY CT 06762 1 0 0 0 Common Stock 2003-12-22 4 A 0 481 15.20 A 32872 D Non-qualified stock option 9.92 1997-09-17 4 A 0 0 0 A 1997-09-17 2007-10-17 Common Stock 22500 22500 D Non-qualified stock option 14.00 1998-09-09 4 A 0 0 0 A 1998-09-09 2008-10-09 Common Stock 15000 37500 D Non-qualified stock option 15.25 1999-12-15 4 A 0 0 0 A 1999-12-15 2010-01-15 Common Stock 12500 50000 D 481 shares acquired under The Eastern Company Director's Fee Program pursuant to Rule 16b-3(d). Original 9/17/1997 option was for 15,000 shares at $14.875 per share. As a result of a 3-for-2 stock split effective 5/28/1999 this option became an option for 22,500 shares at $9.92 per share. Original 9/9/1998 option was for 10,000 shares at $21.00 per share. As a result of a 3-for-2 stock split effective 5/28/1999 this option is now 15,000 shares at $14.00 per share. Donald S. Tuttle III, by John L. Sullivan III, his attorney-in-fact 2003-12-22 -----END PRIVACY-ENHANCED MESSAGE-----