-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UB2DzLaLa0+aTf/xv6kbbO81gzo9bCKNSn3SSAzOJyCCx6vmt1rwauoKpIQpRyOv yYjTwQq1gOvZPINvoCY5sA== 0000031107-99-000003.txt : 19990331 0000031107-99-000003.hdr.sgml : 19990331 ACCESSION NUMBER: 0000031107-99-000003 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990330 EFFECTIVENESS DATE: 19990330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN CO CENTRAL INDEX KEY: 0000031107 STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420] IRS NUMBER: 060330020 STATE OF INCORPORATION: CT FISCAL YEAR END: 1230 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: SEC FILE NUMBER: 033-79324 FILM NUMBER: 99578609 BUSINESS ADDRESS: STREET 1: 112 BRIDGE ST STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 BUSINESS PHONE: 2037292255 MAIL ADDRESS: STREET 1: 112 BRIDGE STREET STREET 2: P O BOX 460 CITY: NAUGATUCK STATE: CT ZIP: 06770 S-8 POS 1 Registration No. 33-79324 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 THE EASTERN COMPANY (Exact name of registrant as specified in its charter) Connecticut 06-0330020 ----------- ---------- (State or other jurisdiction (I.R.S. employer of incorporation or organization) identification number) 112 Bridge Street, Naugatuck, Connecticut 06770 - ----------------------------------------- ----- (Address of principal executive offices) (Zip code) THE EASTERN COMPANY SAVINGS AND INVESTMENT PLAN (Full title of the plan) John V. Galiette, Esq. Reid and Riege, P.C. One State Street Hartford, CT 06103 (Name and address of agent for service) (860) 240-1009 (Telephone number, including area code, of agent for service) On May 25, 1994, the Registrant filed with the Securities and Exchange Commission a Form S-8 Registration Statement relating to The Eastern Company Savings and Investment Plan (the "Plan"). The Plan permitted participants to elect to have all or a portion of their account balance under the Plan invested in shares of common stock, no par value, of the Registrant (the "Common Stock"). The registration statement covered an indeterminate number of shares of Common Stock and an indeterminate number of interests in the Plan. Effective as of January 1, 1998, the Registrant amended the Plan in order to eliminate the ability of Plan participants to direct the investment of their accounts in the Registrant's Common Stock. As of that date, the Plan ceased to hold any shares of Common Stock of the Registrant. Pursuant to Part II, Item 9(a)(3) of the Form S-8 Registration Statement, the Registrant undertook to remove from registration, by means of a post-effective amendment, any of the securities being registered which remain unsold at the termination of the offering. The offering of securities pursuant to the Form S-8 Registration Statement No. 33-79324 has now terminated. Therefore, the Registrant hereby removes from registration, by means of this post-effective amendment, any of the securities registered under the Form S-8 Registration Statement No. 33-79324 which remain unsold. SIGNATURES The Registrant. Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing this Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 33-79324 and has duly caused this Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 33-79324 to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Naugatuck, State of Connecticut, on the 30th day of March, 1999. THE EASTERN COMPANY By /s/ Donald E. Whitmore, Jr. ------------------------------ Donald E. Whitmore, Jr. (Executive Vice President Chief Financial Officer, Secretary and Principal Accounting Officer) Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 33-79324 has been signed by the following persons in the capacities and on the dates indicated. Signature Title Date Director, President * and Chief Executive March 30, 1999 - ----------------------- Officer Leonard F. Leganza * Director, Executive March 30, 1999 - ----------------------- Vice President, Chief Donald E. Whitmore, Jr. Financial Officer, Secretary and Principal Accounting Officer - ----------------------- Director , 1999 John W. Everets - ----------------------- Director Charles W. Henry , 1999 * Director March 30, 1999 - ----------------------- Russell G. McMillen * Director March 30, 1999 - ----------------------- David C. Robinson * Director March 30, 1999 - ----------------------- Donald S. Tuttle, III * /s/Donald E. Whitmore, Jr. ---------------------------- Donald E. Whitmore, Jr., their attorney acting pursuant to the Power of Attorney included in the signature page of the Form S-8 Registration Statement No. 33-79324 The Plan. Pursuant to the requirements of the Securities Act of 1933, the trustees (or other persons who administer the employee benefit plan) have duly caused this Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 33-79324 to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Naugatuck, and State of Connecticut on the 30th day of March , 1999. THE EASTERN COMPANY SAVINGS AND INVESTMENT PLAN THE EASTERN COMPANY By /s/ Donald E. Whitmore, Jr. ------------------------------ Donald E. Whitmore, Jr. (Executive Vice President Chief Financial Officer, Secretary and Principal Accounting Officer) -----END PRIVACY-ENHANCED MESSAGE-----