-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EIrKjAMDQS5Ro9AYhGhWQM4JxyZ2EdIbKhM6bp0US4L5S4MwQ2Jz5kY8sCpy4cKu +73hzpPGgcfDmL5+R3oWyA== 0000310619-99-000003.txt : 19990302 0000310619-99-000003.hdr.sgml : 19990302 ACCESSION NUMBER: 0000310619-99-000003 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 10 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RCM CAPITAL FUNDS INC /MD/ CENTRAL INDEX KEY: 0000310619 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 942564439 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-02913 FILM NUMBER: 99553759 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CTR STREET 2: STE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4159545474 FORMER COMPANY: FORMER CONFORMED NAME: RCM CAPITAL FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: RCM GROWTH EQUITY FUND INC DATE OF NAME CHANGE: 19920126 NSAR-B 1 PAGE 1 000 B000000 12/31/98 000 C000000 0000310619 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 DRESDNER RCM CAPITAL FUNDS, INC. 001 B000000 811-02913 001 C000000 4159545400 002 A000000 FOUR EMBARCADERO CENTER 002 B000000 SAN FRANCISCO 002 C000000 CA 002 D010000 94111 002 D020000 4189 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 3 007 C010100 1 007 C020100 DRESDNER RCM GROWTH EQUITY FUND 007 C030100 N 007 C010200 2 007 C020200 DRESDNER RCM SMALL CAP FUND 007 C030200 N 007 C010300 3 007 C020300 DRESDNER RCM INTERNATIONAL GROWTH EQUITY FUND 007 C030300 N 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 DRESDNER RCM GLOBAL INVESTORS LLC 008 B00AA01 A 008 C00AA01 801-52463 008 D01AA01 SAN FRANCISCO 008 D02AA01 CA 008 D03AA01 94111 008 D04AA01 4189 010 A00AA01 DRESDNER RCM GLOBAL INVESTORS LLC 010 B00AA01 801-52463 010 C01AA01 SAN FRANCISCO 010 C02AA01 CA 010 C03AA01 94111 PAGE 2 010 C04AA01 4189 011 A00AA01 FUNDS DISTRIBUTOR, INC. 011 B00AA01 8-16412 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02109 012 A00AA01 STATE STREET BANK AND TRUST COMPANY 012 B00AA01 85-05003 012 C01AA01 NORTH QUINCY 012 C02AA01 MA 012 C03AA01 02171 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 BOSTON 013 B02AA01 MA 013 B03AA01 02109 014 A00AA01 DRESDNER KLEINWORT BENSON NORTH AMERICA LLC 014 B00AA01 8-49647 015 A00AA01 STATE STREET BANK AND TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02101 015 E01AA01 X 015 A00AA02 CITIBANK, N.A. 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E01AA02 X 015 A00AA03 WESTPAC BANKING CORPORATION 015 B00AA03 S 015 C01AA03 SYDNEY 015 D01AA03 AUSTRALIA 015 E04AA03 X 015 A00AA04 ERSTE BANK DER OESTERREICHISCHEN 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 E04AA04 X 015 A00AA05 STANDARD CHARTERED BANK 015 B00AA05 S 015 C01AA05 DHAKA 015 D01AA05 BANGLADESH 015 E04AA05 X 015 A00AA06 GENERALE BANK 015 B00AA06 S 015 C01AA06 BRUSSELS 015 D01AA06 BELGIUM 015 E04AA06 X 015 A00AA07 CITIBANK, N.A. 015 B00AA07 S 015 C01AA07 SAO PAULO PAGE 3 015 D01AA07 BRAZIL 015 E01AA07 X 015 A00AA08 CANADA TRUSTCO MORTGAGE COMPANY 015 B00AA08 S 015 C01AA08 TORONTO 015 D01AA08 CANADA 015 E04AA08 X 015 A00AA09 CITIBANK, N.A. 015 B00AA09 S 015 C01AA09 SANTIAGO 015 D01AA09 CHILE 015 E01AA09 X 015 A00AA10 HONGKONG AND SHANGHAI BANKING CORP LTD 015 B00AA10 S 015 C01AA10 SHANGHAI 015 D01AA10 PEOPLES REP OF CHINA 015 E04AA10 X 015 A00AA11 HONGKONG AND SHANGHAI BANKING CORP LTD 015 B00AA11 S 015 C01AA11 SHENZHEN 015 D01AA11 PEOPLES REP OF CHINA 015 E04AA11 X 015 A00AA12 CITITRUST COLOMBIA S.A. 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N000200 Y 054 O000200 Y 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 10000 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 N 070 B010200 N 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N PAGE 17 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 738646 071 B000200 866195 071 C000200 560227 071 D000200 132 072 A000200 12 072 B000200 222 072 C000200 2095 072 D000200 0 072 E000200 0 072 F000200 5821 072 G000200 0 072 H000200 0 072 I000200 0 072 J000200 58 072 K000200 0 072 L000200 0 072 M000200 0 072 N000200 0 072 O000200 1 072 P000200 0 072 Q000200 0 072 R000200 0 072 S000200 0 072 T000200 0 072 U000200 0 072 V000200 0 072 W000200 0 072 X000200 5880 072 Y000200 0 072 Z000200 -3563 072AA000200 87204 072BB000200 0 PAGE 18 072CC010200 0 072CC020200 65283 072DD010200 0 072DD020200 0 072EE000200 102478 073 A010200 0.0000 073 A020200 0.0000 073 B000200 2.2300 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 54919 074 D000200 0 074 E000200 0 074 F000200 510143 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 2268 074 K000200 0 074 L000200 1921 074 M000200 0 074 N000200 569251 074 O000200 10798 074 P000200 436 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 52 074 S000200 0 074 T000200 557965 074 U010200 59607 074 U020200 0 074 V010200 9.36 074 V020200 0.00 074 W000200 0.0000 074 X000200 63 074 Y000200 0 075 A000200 0 075 B000200 582260 076 000200 0.00 025 A000301 STATE STREET BANK AND TRUST COMPANY 025 B000301 04-1867445 025 C000301 E 025 D000301 4323 025 D000302 0 025 D000303 0 025 D000304 0 025 D000305 0 025 D000306 0 PAGE 19 025 D000307 0 025 D000308 0 028 A010300 179 028 A020300 0 028 A030300 0 028 A040300 0 028 B010300 0 028 B020300 0 028 B030300 0 028 B040300 1977 028 C010300 282 028 C020300 0 028 C030300 0 028 C040300 0 028 D010300 605 028 D020300 0 028 D030300 0 028 D040300 1772 028 E010300 1509 028 E020300 0 028 E030300 0 028 E040300 2035 028 F010300 3775 028 F020300 4362 028 F030300 0 028 F040300 3770 028 G010300 6350 028 G020300 4362 028 G030300 0 028 G040300 9554 028 H000300 0 037 000300 N 038 000300 0 039 000300 N 040 000300 Y 041 000300 N 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 0 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.750 048 A010300 0 PAGE 20 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N 054 A000300 Y 054 B000300 Y 054 C000300 N 054 D000300 N 054 E000300 N 054 F000300 N 054 G000300 N 054 H000300 N 054 I000300 N 054 J000300 Y 054 K000300 N 054 L000300 N 054 M000300 Y 054 N000300 N 054 O000300 N 058 A000300 N 059 000300 Y 060 A000300 N 060 B000300 N 061 000300 5000 066 A000300 Y 066 B000300 N 066 C000300 Y PAGE 21 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 Y 069 000300 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 N 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 113487 071 B000300 95487 071 C000300 111235 071 D000300 84 072 A000300 12 072 B000300 41 072 C000300 1566 PAGE 22 072 D000300 0 072 E000300 0 072 F000300 879 072 G000300 0 072 H000300 0 072 I000300 17 072 J000300 144 072 K000300 0 072 L000300 14 072 M000300 50 072 N000300 28 072 O000300 0 072 P000300 0 072 Q000300 50 072 R000300 35 072 S000300 10 072 T000300 0 072 U000300 0 072 V000300 0 072 W000300 16 072 X000300 1243 072 Y000300 70 072 Z000300 435 072AA000300 0 072BB000300 4599 072CC010300 18441 072CC020300 0 072DD010300 1801 072DD020300 0 072EE000300 2742 073 A010300 0.2300 073 A020300 0.0000 073 B000300 0.3500 073 C000300 0.0000 074 A000300 29 074 B000300 0 074 C000300 4323 074 D000300 0 074 E000300 0 074 F000300 120382 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 0 074 K000300 0 074 L000300 282 074 M000300 0 074 N000300 125016 074 O000300 241 074 P000300 37 074 Q000300 0 PAGE 23 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 2763 074 S000300 0 074 T000300 121975 074 U010300 8143 074 U020300 0 074 V010300 14.98 074 V020300 0.00 074 W000300 0.0000 074 X000300 43 074 Y000300 0 075 A000300 0 075 B000300 117159 076 000300 0.00 SIGNATURE DOUGLAS C. CONROY TITLE VICE PRESIDENT EX-27 2
6 1 DRESDNER RCM GROWTH EQUITY FUND 12-MOS DEC-31-1998 DEC-31-1998 821230964 954098724 57726735 0 0 1011825459 34144700 0 0 36562682 0 842525774 166021831 154155407 0 0 (130757) 0 132867760 975262777 6900160 112549 0 7149406 (136697) 115270332 27337242 142470877 0 0 158525243 0 21101977 38770342 29534789 14437739 0 43910100 0 0 7043731 0 7149406 939334341 6.23 0.00 0.81 0.00 1.17 0.00 5.87 0.76 0 0
EX-27 3
6 2 DRESDNER RCM SMALL CAP FUND 12-MOS DEC-31-1998 DEC-31-1998 540266387 565061640 4189209 0 0 569250849 10798134 0 487835 11285969 0 530995460 59606705 56715179 0 0 2174167 0 24795253 557964880 2095554 221804 0 5880216 (3562858) 87203805 (65282583) 18358364 0 0 102478286 0 10548412 19362057 11705171 (103445756) 0 21011489 0 0 5821282 0 5880216 582260453 11.66 (0.07) 0.00 0.00 2.23 0.00 9.36 1.01 0 0
EX-27 4
6 3 DRESDNER RCM INTERNATIONAL GROWTH EQUITY FUND 12-MOS DEC-31-1998 DEC-31-1998 97782541 124705369 282574 28626 0 125016569 240935 0 2800383 3041318 0 102418992 8143327 7183935 662233 0 (7025719) 0 25919745 121975251 1565893 41438 0 1172440 434891 (4599002) 18441434 14277323 0 1801634 2741618 0 1461592 809365 307165 23532322 0 2644893 540987 0 878692 0 1242885 117158877 13.70 0.06 1.80 0.23 0.35 0.00 14.98 1.00 0 0.00
EX-99 5 REPORT OF INDEPENDENT ACCOUNTANTS To the Shareholders and Board of Directors of the Dresdner RCM Capital Funds, Inc.: In planning and performing our audit of the financial statements and financial highlights of Dresdner RCM Capital Funds, Inc., (consisting of Dresdner RCM Growth Equity Fund, Dresdner RCM Small Cap Fund and Dresdner RCM International Growth Equity Fund (the "Funds")) for the year ended December 31, 1998, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and financial highlights and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Funds is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgements by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements and financial highlights for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that errors or fraud in amounts that would be material in relation to the financial statements and financial highlights being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls over safeguarding securities, that we consider to be material weaknesses, as defined above, at December 31, 1998. This report is intended solely for the information and use of management, the Board of Directors of the Dresdner RCM Capital Funds. Inc., and the Securities and Exchange Commission. PricewaterhouseCoopers LLP Boston, Massachusetts February 22, 1999 EX-99 6 DRESDNER RCM CAPITAL FUNDS, INC SUPPLEMENT DATED DECEMBER 16, 1998 TO THE COMBINED PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION DATED MAY 1, 1998 The fourth full paragraph in the Section entitled "The Investment Manager" at page 21 of the Combined Prospectus and Statement of Additional Information is eliminated. The following information replaces the similar information in the Section entitled "Directors and Officers" at page 20 of the Combined Prospectus and Statement of Additional Information: Dresdner RCM Small Cap Fund G. Nicholas Farwell. Mr. Farwell is a primary portfolio manager of the Small Cap Fund since its inception. He was also a primary portfolio manager of the Growth Equity Fund from 1984-1997. He is a member of the Investment Manager's Portfolio Management Team and a Managing Director of the Investment Manager, with which he has been associated since 1980. Matthew L. Blazei. Mr. Blazei is a primary portfolio manager of the Small Cap Fund and has managed one or more of its portfolios since 1996. He has research and management responsibilities for small cap securities and is a Director of the Investment Manager, with which he has been associated since 1988. The following information supplements and should be read in conjunction with the similar information on the Cover Page and in the Sections entitled "Synopsis" and "Investment Objectives and Policies" and pages 1 and 7, respectively, of the Combined Prospectus and Statement of Additional Information: Dresdner RCM Small Cap Fund The Fund's investment objective is to seek appreciation of capital by investing, during normal market conditions, at least 80% of its investments in equity and equity-related securities of small-sized concerns. "Small-sized" concerns are defined as companies whose equity securities have a total market capitalization of up to approximately $1 billion at the time of acquisition. Under normal market conditions, the Fund will invest at least 65% of its total assets in equity and equity-related securities of such concerns. Under normal market conditions, the Fund will invest at least 90% of its investments in the equity and equity-related securities of companies whose equity securities have a total market capitalization below $1.5 billion at the time of acquisition. The Fund will not be required to sell portfolio securities solely on account of the fact that the market capitalization of the issuer's equity securities has exceeded $1.5 billion, or be prevented from purchasing or be required to sell other portfolio securities as a result of such change. The Fund generally will not purchase the securities of issuers with market capitalizations below $200 million, except in rare circumstances or when the Investment Manager believes that an unusual investment opportunity is available. Although the market capitalization of portfolio securities at the time of purchase is used for compliance purposes, the Fund anticipates that the average market capitalization of the portfolio at market value generally will range between 50% and 150% of the average market capitalization of the securities that comprise the Russell 2000 Index. As of the date hereof, the average market capitalization of the Russell 2000 Index is $801 million. N-SAR Sub-Item 77D(g) EX-99 7 Terms of New or Amended Securities As of December 31, 1998, the Dresdner RCM Capital Funds, Inc. (the "Company") offers a new Non-Institutional ("Class N") of shares for its Dresdner RCM International Growth Equity Fund (the "Fund"). Shares of the Fund outstanding as of December 31, 1998 have been redesignated as the Fund's newly designated Class I shares. The Fund and its respective classes are sold without any shareholder service fees, including sales loads, deferred sales loads, redemption fees, exchange fees or account fees. The Company, on behalf of the Class N shares of the Fund, adopted a distribution and service plan (the "Plan") pursuant to Rule 12b-1 under the Investment Company Act of 1940. Under the Plan, the Fund pays Funds Distributor, Inc. (the "Distributor") an annual fee of up to 0.25% of the average daily net assets of its Class N shares as reimbursement for certain expenses actually incurred by the Distributor in connection with providing distribution and shareholder support services to such shares. Class I shares are not subject to 12b-1 fees. The minimum initial investment for Class N shares of the Fund is $5,000, and the minimum subsequent investment is $250. The minimum initial investment for Class I shares of the Fund is $1,000,000, and the minimum subsequent investment is $50,000. All shares of the Company have equal voting rights and will be voted in the aggregate, and not by series or class, except where voting by series or class is required by law or where the matter involved affects only one series or class. N-SAR Sub-Item 77I(b) EX-99 8 Dresdner RCM Capital Funds Rule 10f-3 Transactions July 1, 1998 - December 31, 1998 Trade Security Dealer No. of Purchase Date Description Shares Price 10/8/98 Swisscom AG SG Warburg & Co. 3,400 $252.86 % of issue (1) .0154% (1) Represents purchases by all affiliated funds; may not exceed 25% of the total of (a) the principal amount of the offering class sold by members of the underwriters or members of the selling syndicate to qualified institutional buyers, as defined in Section 230.144A (a) (1) of the Investment Company Act of 1940, plus (b) the principal amount of the offering of such class in any concurrent public offering. Total amount of offering: 22,065,000 shares Members of underwriting syndicate J.P. Morgan Securities Ltd. Warburg Dillon Read LLC Credit Suisse First Boston Goldman, Sachs & Co. Merrill Lynch & Co. J.P. Morgan & Co. HSBC Investment Banking ABN Alex. Brown International Morgan Stanley Dean Witter Goldman Sachs International UBS AG Deutsche Bank AG London Daiwa Europe Limited Kleinwort Benson Limited Paribas ABN AMRO Rothschild CA IB Investmentbank AG Enskilda Securities, Skandinavskia Societe Generale EX-99 9 DRESDNER RCM CAPITAL FUNDS, INC. ARTICLES OF AMENDMENT TO RESTATED ARTICLES OF INCORPORATION Dresdner RCM Capital Funds, Inc., a Maryland corporation, having its principal office in the State of Maryland in Baltimore City (hereinafter called the "Corporation"), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The Charter of the Corporation is amended by: Amending the name of the existing class of capital stock currently designated as "Dresdner RCM International Growth Equity Fund A" to the following: Dresdner RCM International Growth Equity Fund Class I SECOND: The Corporation is registered as an open-end investment company under the Investment Company Act of 1940. THIRD: The amendment to the Charter of the Corporation as set forth above has been approved by at least a majority of the entire Board of Directors of the Corporation and is limited to changes expressly permitted by Section 2-605 of Subtitle 6 of Title 2 of the Maryland General Corporation Law to be made without action by the stockholders of the Corporation. IN WITNESS WHEREOF, Dresdner RCM Capital Funds, Inc. has caused these Articles of Amendment to be executed by its President and witnessed by its Assistant Secretary on this 24th day of December, 1998. The President of the Corporation who signed these Articles of Amendment acknowledges them to be the act of the Corporation and states under penalties of perjury that, to the best of his knowledge, information and belief, the matters and facts set forth herein relating to authorization and approval hereof are true in all materials respects. WITNESS: DRESDNER RCM CAPITAL FUNDS, INC. By:/s/Karen Jacoppo-Wood By:/s/George A. Rio Karen Jacoppo-Wood George A. Rio Assistant Secretary President N-SAR Sub-Item 77Q1(a) EX-99 10 DRESDNER RCM CAPITAL FUNDS, INC. ARTICLES SUPPLEMENTARY TO RESTATED ARTICLES OF INCORPORATION Dresdner RCM Capital Funds, Inc., a Maryland corporation having its principal office in the State of Maryland in Baltimore City (hereinafter called the "Corporation"), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: The Board of Directors has classified a total of 50,000,000 unissued shares of capital stock, par value $.0001 per share of the Corporation, which shares are currently unclassified, into shares of capital stock, par value $.0001 per share of the Corporation, of a new class of capital stock having the following designation (the "New Class"): DESIGNATION NUMBER OF SHARES Dresdner RCM International Growth Equity Fund Class N 50,000,000 SECOND: The New Class will be invested with the one other existing class of the Dresdner RCM International Growth Equity Fund, and with any future classes in such Fund, in a common investment portfolio comprising a series (the "Series") and will have the preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends, qualifications and terms and conditions of redemption set forth in Article FIFTH (5) of the Corporation's Articles of Amendment and Restatement, subject however, to the following provisions, and shall be subject to all provisions of the Charter of the Corporation relating to stock of the Corporation generally. (i) The income and expenses of the Series shall be allocated among the classes comprising the Series in accordance with the relative net asset values of each such class or as otherwise determined by the Board of Directors in accordance with law and the Corporation's current registration statement with respect to the Series as filed with the Securities and Exchange Commission (the "Registration Statement"). The allocation of investment income and losses, capital gains and losses, expenses and liabilities of the Corporation and of the Series, among the Series and any other series of the Corporation's stock, and among the classes thereof, shall be determined by the Board of Directors in a manner consistent with applicable law and the Registration Statement. (ii) The liabilities and expenses of the classes comprising the Series shall be determined separately from those of each other and, accordingly, the net asset values, the dividends and distributions payable to holders, and the amounts distributable in the event of the liquidation of the Corporation or of the Series to holders of shares of the Corporation's capital stock may vary from class to class within the Series. (iii) The dividends and distributions of investment income and capital gains with respect to the classes comprising the Series shall be in such amounts as may be declared from time-to-time by the Board of Directors, and such dividend and distributions may vary among the classes comprising the Series to reflect differing allocations of the expenses of the Corporation and the Series among the classes and any resultant differences among the net asset values per shares of the classes, to such extent and for such purposes as the Board of Directors may deem appropriate. (iv) Except as may otherwise be required by law, all holders of shares of a Series shall vote in accordance with Article Fifth5(e) of the Articles of Amendment and Restatement of the Corporation, as they may be amended and supplemented from time-to-time; provided, however, that, except as otherwise required by law, the holders of each class of the Series shall have, respectively, (i) exclusive voting rights with respect to any matter submitted to a vote of stockholders that affects only holders of such class, including, without limitation, the provisions of any distribution plan adopted by the Corporation pursuant to Rule 12b-1 under the 1940 Act (a "Plan"), applicable to their respective classes and (ii) no voting rights with respect to the provisions of a Plan applicable to another class of stock of the Series or of the Corporation or with regard to any other matter submitted to a vote of stockholders that does not affect holders of such class of stock. THIRD: The New Class as designated above has been classified by the Board of Directors pursuant to authority contained in the Charter of the Corporation. IN WITNESS WHEREOF, Dresdner RCM Capital Funds, Inc. has caused these Articles Supplementary to be executed by its President and witnessed by its Assistant Secretary on this 24th day of December, 1998. The President of the Corporation who signed these Articles Supplementary acknowledges them to be the act of the Corporation and states under penalties of perjury that, to the best of his knowledge, information and belief, the matters and facts set forth herein relating to authorization and approval hereof are true in all materials respects. WITNESS: DRESDNER RCM CAPITAL FUNDS, INC. By:/s/Karen Jacoppo-Wood By:/s/George A. Rio Karen Jacoppo-Wood George A. Rio Assistant Secretary President N-SAR Sub-Item 77Q1(a) -----END PRIVACY-ENHANCED MESSAGE-----