-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, FosvYbwSsPdRCP2hHfRNBnQhVzNukWsvwvf2O9ozUGxNU3nkr7/Up9YDPuqznGNe +01PnnzoQGhgS6Oi9Tv4wQ== 0000310619-94-000002.txt : 19940302 0000310619-94-000002.hdr.sgml : 19940302 ACCESSION NUMBER: 0000310619-94-000002 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19931231 FILED AS OF DATE: 19940301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RCM CAPITAL FUNDS INC CENTRAL INDEX KEY: 0000310619 STANDARD INDUSTRIAL CLASSIFICATION: 0000 IRS NUMBER: 942564439 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 40 SEC FILE NUMBER: 811-02913 FILM NUMBER: 94514101 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CTR STREET 2: STE 2900 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4159545474 FORMER COMPANY: FORMER CONFORMED NAME: RCM GROWTH EQUITY FUND INC DATE OF NAME CHANGE: 19920126 NSAR-A 1 N-SAR (3.0.A) PAGE 1 000 A000000 12/31/93 000 C000000 0000310619 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 RCM CAPITAL FUNDS, INC. 001 B000000 811-02913 001 C000000 4159545474 002 A000000 SUITE 2900, FOUR EMBARCADERO CENTER 002 B000000 SAN FRANCISCO 002 C000000 CA 002 D010000 94111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 RCM GROWTH EQUITY FUND 007 C030100 N 007 C010200 2 007 C020200 RCM SMALL CAP FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 RCM CAPITAL MANAGEMENT 008 B00AA01 A 008 C00AA01 801-8329 008 D01AA01 SAN FRANCISCO 008 D02AA01 CA 008 D03AA01 94111 008 D04AA01 4189 013 A00AA01 COOPERS & LYBRAND 013 B01AA01 SAN FRANCISCO 013 B02AA01 CA 013 B03AA01 94105 014 A00AA01 SMITH BARNEY SHEARSON 014 B00AA01 8-8177 014 A00AA02 ADVANTAGE CAPITAL CORPORATION 014 B00AA02 8-5072 PAGE 2 014 A00AA03 AMERICAN CAPITAL CONTRACTUAL SERVICES, INC. 014 B00AA03 8-6494 014 A00AA04 AMERICAN CAPITAL MARKETING, INC. 014 B00AA04 8-19903 014 A00AA05 PFS INVESTMENTS INC. 014 B00AA05 8-26486 014 A00AA06 COMMON SENSE DISTRIBUTORS 014 B00AA06 8-37352 015 A00AA01 STATE STREET BANK AND TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02105 015 C04AA01 1992 015 E01AA01 X 015 A00AA02 BANK PARIBAS 015 B00AA02 S 015 C01AA02 PARIS 015 D01AA02 FRANCE 015 E04AA02 X 015 A00AA03 SOC INTERPROF COMPENSATION VALEURS MOBILIERES 015 B00AA03 S 015 C01AA03 PARIS 015 D01AA03 FRANCE 015 E04AA03 X 015 A00AA04 BERLINER HANDELSUND FRANKFURTER BANK 015 B00AA04 S 015 C01AA04 FRANKFURT 015 D01AA04 GERMANY 015 E04AA04 X 015 A00AA05 DEUTSCHER KASSENVEREIN AG 015 B00AA05 S 015 C01AA05 FRANKFURT 015 D01AA05 GERMANY 015 E04AA05 X 015 A00AA06 STANDARD CHARTERED BANK 015 B00AA06 S 015 C01AA06 HONG KONG 015 D01AA06 HONG KONG 015 E04AA06 X 015 A00AA07 THE CENTRAL CLEARING AND SETTLEMENT SYSTEM 015 B00AA07 S 015 C01AA07 HONG KONG 015 D01AA07 HONG KONG 015 E04AA07 X 015 A00AA08 SUMITOMO TRUST AND BANKING CO. LTD. 015 B00AA08 S 015 C01AA08 TOKYO 015 D01AA08 JAPAN 015 E04AA08 X 015 A00AA09 CITIBANK, N.A. PAGE 3 015 B00AA09 S 015 C01AA09 MEXICO CITY 015 D01AA09 MEXICO 015 E01AA09 X 015 A00AA10 S.D. INDEVAL, S.A. DE C.V. 015 B00AA10 S 015 C01AA10 MEXICO CITY 015 D01AA10 MEXICO 015 E04AA10 X 015 A00AA11 BANCO SANTANDER, S.A. 015 B00AA11 S 015 C01AA11 MADRIC 015 D01AA11 SPAIN 015 E04AA11 X 015 A00AA12 SERVICIO DE COMPENSACION Y LIQUIDACION DE VAL 015 B00AA12 S 015 C01AA12 MADRID 015 D01AA12 SPAIN 015 E04AA12 X 015 A00AA13 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA13 S 015 C01AA13 STOCKHOLM 015 D01AA13 SWEDEN 015 E04AA13 X 015 A00AA14 VARDEPAPPERSCENTRALEN 015 B00AA14 S 015 C01AA14 STOCKHOLM 015 D01AA14 SWEDEN 015 E04AA14 X 015 A00AA15 UNION BANK OF SWITZERLAND 015 B00AA15 S 015 C01AA15 ZURICH 015 D01AA15 SWITZERLAND 015 E04AA15 X 015 A00AA16 SWCHWEIZERISCHE EFFEKTEN GIRO AG 015 B00AA16 S 015 C01AA16 ZURICH 015 D01AA16 SWITZERLAND 015 E04AA16 X 015 A00AA17 STATE STREET BANK AND TRUST COMPANY 015 B00AA17 S 015 C01AA17 LONDON 015 D01AA17 UNITED KINGDOM 015 E01AA17 X 015 A00AA18 EUROCLEAR 015 B00AA18 S 015 C01AA18 BRUSSELS 015 D01AA18 BELGIUM 015 E04AA18 X 018 00AA00 Y 019 A00AA00 N PAGE 4 019 B00AA00 0 020 A000001 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 020 B000001 13-5674085 020 C000001 540 020 A000002 FIDELITY CAPITAL MARKETS CO. INC 020 B000002 04-2785576 020 C000002 247 020 A000003 BEAR, SEARNS & CO., INC. 020 B000003 13-3299429 020 C000003 238 020 A000004 BRIDGE TRADING CO. 020 B000004 43-1450530 020 C000004 208 020 A000005 INTERSTATE SECURITIES CORP. 020 B000005 56-0276690 020 C000005 201 020 A000006 JEFFRIES & COMPANY, INC. 020 B000006 95-2622900 020 C000006 138 020 A000007 AUGTRANET INC. 020 B000007 13-2961507 020 C000007 134 020 A000008 INSTINET INC. 020 B000008 13-3443395 020 C000008 103 020 A000009 PAINEWEBBER INC. 020 B000009 13-2638166 020 C000009 94 020 A000010 FIRST BOSTON CORP. 020 B000010 13-5659485 020 C000010 88 021 000000 3972 022 A000001 FORD MOTOR CREDIT CORP. 022 B000001 38-1612444 022 C000001 1896049 022 D000001 116804 022 A000002 GENERAL ELECTRIC CAPITAL CORP. 022 B000002 13-1500700 022 C000002 1157027 022 D000002 45035 022 A000003 IBM CREDIT CORP. 022 B000003 22-2351962 022 C000003 654822 022 D000003 8624 022 A000004 EXXON CORP. 022 B000004 13-5409005 022 C000004 513122 022 D000004 45431 022 A000005 FIRST BOSTON CORP. 022 B000005 13-5659485 022 C000005 100032 PAGE 5 022 D000005 132882 022 A000006 GOLDMAN SACHS & CO. 022 B000006 13-5108880 022 C000006 86084 022 D000006 115120 022 A000007 MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 022 B000007 13-5674085 022 C000007 82325 022 D000007 72018 022 A000008 JEFFRIES & COMPANY, INC. 022 B000008 95-3299429 022 C000008 72478 022 D000008 78516 022 A000009 BEAR, STEARNS & CO., INC. 022 B000009 13-3299429 022 C000009 55620 022 D000009 75717 022 A000010 ALEX. BROWN & SONS, INC. 022 B000010 52-0256630 022 C000010 84074 022 D000010 45692 023 C000000 5923114 023 D000000 1160291 024 00AA00 Y 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 034 00AA00 N 035 00AA00 0 036 B00AA00 0 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 N 049 00AA00 N 050 00AA00 N 051 00AA00 N 052 00AA00 N 053 A00AA00 N 054 A00AA00 Y PAGE 6 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 Y 054 E00AA00 Y 054 F00AA00 Y 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 Y 054 J00AA00 Y 054 K00AA00 Y 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 Y 054 O00AA00 N 058 A00AA00 N 059 00AA00 Y 060 A00AA00 Y 060 B00AA00 Y 061 00AA00 10000 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 066 A00AA00 Y 066 B00AA00 N 066 C00AA00 N 066 D00AA00 Y 066 E00AA00 N 066 F00AA00 N 066 G00AA00 N 067 00AA00 N 068 A00AA00 N 068 B00AA00 N 069 00AA00 N 077 A000000 Y 077 B000000 Y 077 O000000 Y PAGE 7 078 000000 N 080 A00AA00 CHUBB GROUP 080 C00AA00 4000 081 A00AA00 Y 081 B00AA00 1 082 A00AA00 Y 082 B00AA00 25 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 025 A000101 FORD MOTOR CREDIT CO. 025 B000101 38-1612444 025 C000101 D 025 D000101 35000 025 A000102 GENERAL ELECTRIC CAPITAL CORP. 025 B000102 13-1500700 025 C000102 D 025 D000102 17226 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 1876 028 A020100 0 028 A030100 0 028 A040100 39777 028 B010100 179 028 B020100 0 028 B030100 0 028 B040100 31177 028 C010100 2134 028 C020100 0 028 C030100 0 028 C040100 100591 028 D010100 612 028 D020100 0 028 D030100 0 028 D040100 7975 028 E010100 8239 028 E020100 0 028 E030100 0 028 E040100 8980 028 F010100 1228 028 F020100 278946 028 F030100 0 028 F040100 31238 PAGE 8 028 G010100 14268 028 G020100 278946 028 G030100 0 028 G040100 219738 028 H000100 0 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.750 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 070 A010100 Y 070 A020100 N 070 B010100 N 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 Y 070 H020100 N PAGE 9 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 N 070 M020100 N 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 N 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 1277059 071 B000100 1446157 071 C000100 1906937 071 D000100 67 072 A000100 12 072 B000100 4469 072 C000100 17827 072 D000100 0 072 E000100 4 072 F000100 15465 072 G000100 0 072 H000100 0 072 I000100 0 072 J000100 229 072 K000100 0 072 L000100 0 072 M000100 0 072 N000100 0 072 O000100 1 072 P000100 0 072 Q000100 0 072 R000100 0 072 S000100 0 072 T000100 0 072 U000100 0 072 V000100 0 072 W000100 1 072 X000100 15696 072 Y000100 0 072 Z000100 6605 072AA000100 315238 PAGE 10 072BB000100 0 072CC010100 0 072CC020100 114236 072DD010100 6817 072DD020100 0 072EE000100 276980 073 A010100 1.0000 073 A020100 0.0000 073 B000100 40.6300 073 C000100 0.0000 074 A000100 0 074 B000100 0 074 C000100 88999 074 D000100 0 074 E000100 12466 074 F000100 1930450 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 55378 074 K000100 0 074 L000100 2766 074 M000100 0 074 N000100 2090059 074 O000100 28921 074 P000100 3870 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 8459 074 S000100 0 074 T000100 2048809 074 U010100 7867 074 U020100 0 074 V010100 260.43 074 V020100 0.00 074 W000100 0.0000 074 X000100 0 074 Y000100 0 075 A000100 0 075 B000100 2057015 076 000100 0.00 025 A000201 GENERAL ELECTRIC CAPITAL CORP. 025 B000201 13-1500700 025 C000201 D 025 D000201 20000 025 A000202 FORD MOTOR CREDIT CORP. 025 B000202 38-1612444 025 C000202 D 025 D000202 20000 PAGE 11 025 D000203 0 025 D000204 0 025 D000205 0 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 5384 028 A020200 0 028 A030200 0 028 A040200 0 028 B010200 2735 028 B020200 0 028 B030200 0 028 B040200 0 028 C010200 6336 028 C020200 0 028 C030200 0 028 C040200 7800 028 D010200 50669 028 D020200 0 028 D030200 0 028 D040200 275 028 E010200 5599 028 E020200 0 028 E030200 0 028 E040200 2800 028 F010200 9674 028 F020200 37323 028 F030200 0 028 F040200 3774 028 G010200 80398 028 G020200 37323 028 G030200 0 028 G040200 14649 028 H000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 1.000 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 PAGE 12 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 055 A000200 Y 055 B000200 Y 056 000200 Y 057 000200 N 070 A010200 Y 070 A020200 N 070 B010200 N 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 Y 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 N 070 O010200 Y 070 O020200 N 070 P010200 N 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 552338 PAGE 13 071 B000200 403343 071 C000200 504398 071 D000200 80 072 A000200 12 072 B000200 1684 072 C000200 3366 072 D000200 0 072 E000200 0 072 F000200 5028 072 G000200 0 072 H000200 0 072 I000200 0 072 J000200 60 072 K000200 0 072 L000200 0 072 M000200 0 072 N000200 0 072 O000200 1 072 P000200 0 072 Q000200 0 072 R000200 0 072 S000200 0 072 T000200 0 072 U000200 0 072 V000200 0 072 W000200 0 072 X000200 5089 072 Y000200 0 072 Z000200 -39 072AA000200 39941 072BB000200 0 072CC010200 13496 072CC020200 0 072DD010200 0 072DD020200 0 072EE000200 38612 073 A010200 0.0000 073 A020200 0.0000 073 B000200 7.7700 073 C000200 0.0000 074 A000200 0 074 B000200 0 074 C000200 42110 074 D000200 3623 074 E000200 0 074 F000200 614627 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 7719 074 K000200 0 PAGE 14 074 L000200 1863 074 M000200 0 074 N000200 669942 074 O000200 7878 074 P000200 1417 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 598 074 S000200 0 074 T000200 660049 074 U010200 5283 074 U020200 0 074 V010200 124.94 074 V020200 0.00 074 W000200 0.0000 074 X000200 0 074 Y000200 0 075 A000200 0 075 B000200 549515 076 000200 0.00 SIGNATURE G. THOMAS MORTENSEN TITLE CHIEF FINL OFFICER -----END PRIVACY-ENHANCED MESSAGE-----