FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person*
(Street)
|
2. Date of Event Requiring Statement
(Month/Day/Year) 12/01/2006 |
3. Issuer Name and Ticker or Trading Symbol
ANHEUSER-BUSCH COMPANIES, INC. [ BUD ] |
|||||||||||||
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
5. If Amendment, Date of Original Filed
(Month/Day/Year) |
||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Beneficially Owned | |||
---|---|---|---|
1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock ($1 par value) | 25,731 | D | |
Common Stock ($1 par value) | 767 | I | By spouse as custodian for daughter |
Common Stock ($1 par value) | 760 | I | By spouse as custodian for daughter |
Common Stock ($1 par value) | 6,766 | I | By 401(K) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) - NQ | (1) | 11/24/2008 | Common Stock | 8,100 | $29.9688 | D | |
Employee Stock Option (Right to Buy) - ISO | (2) | 11/23/2009 | Common Stock | 2,638 | $37.8907 | D | |
Employee Stock Option (Right to Buy) - NQ | (3) | 11/23/2009 | Common Stock | 77,362 | $37.8907 | D | |
Employee Stock Option (Right to Buy) - ISO | (4) | 11/21/2010 | Common Stock | 2,046 | $48.875 | D | |
Employee Stock Option (Right to Buy) - NQ | (5) | 11/21/2010 | Common Stock | 97,954 | $48.875 | D | |
Employee Stock Option (Right to Buy) - ISO | (6) | 11/27/2011 | Common Stock | 2,328 | $42.945 | D | |
Employee Stock Option (Right to Buy) - NQ | (7) | 11/27/2011 | Common Stock | 106,072 | $42.945 | D | |
Employee Stock Option (Right to Buy) - ISO | (8) | 11/26/2012 | Common Stock | 2,003 | $49.91 | D | |
Employee Stock Option (Right to Buy) - NQ | (9) | 11/26/2012 | Common Stock | 122,997 | $49.91 | D | |
Employee Stock Option (Right to Buy) - ISO | (10) | 11/25/2013 | Common Stock | 1,913 | $52.26 | D | |
Employee Stock Option (Right to Buy) - NQ | (11) | 11/25/2013 | Common Stock | 128,087 | $52.26 | D | |
Employee Stock Option (Right to Buy) - ISO | 11/24/2005 | 11/23/2014 | Common Stock | 663 | $50.285 | D | |
Employee Stock Option (Right to Buy) - ISO | 11/24/2006 | 11/23/2014 | Common Stock | 663 | $50.285 | D | |
Employee Stock Option (Right to Buy) - ISO | 11/24/2007 | 11/23/2014 | Common Stock | 662 | $50.285 | D | |
Employee Stock Option (Right to Buy) - NQ | 11/24/2005 | 11/23/2014 | Common Stock | 44,338 | $50.285 | D | |
Employee Stock Option (Right to Buy) - NQ | 11/24/2006 | 11/23/2014 | Common Stock | 44,337 | $50.285 | D | |
Employee Stock Option (Right to Buy) - NQ | 11/24/2007 | 11/23/2014 | Common Stock | 44,337 | $50.285 | D | |
Employee Stock Option (Right to Buy) - ISO | 11/23/2006 | 11/22/2015 | Common Stock | 761 | $43.8 | D | |
Employee Stock Option (Right to Buy) - ISO | 11/23/2007 | 11/22/2015 | Common Stock | 761 | $43.8 | D | |
Employee Stock Option (Right to Buy) - ISO | 11/23/2008 | 11/22/2015 | Common Stock | 761 | $43.8 | D | |
Employee Stock Option (Right to Buy) - NQ | 11/23/2006 | 11/22/2015 | Common Stock | 17,400 | $43.8 | D | |
Employee Stock Option (Right to Buy) - NQ | 11/23/2007 | 11/22/2015 | Common Stock | 17,400 | $43.8 | D | |
Employee Stock Option (Right to Buy) - NQ | 11/23/2008 | 11/22/2015 | Common Stock | 17,400 | $43.8 | D | |
Phantom Stock Units | (12) | (12) | Common Stock | 3,140(12) | (13) | D |
Explanation of Responses: |
1. Remaining exercisable options of grant made on November 25, 1998 which vested as follows: 19,367 on November 25, 1999, 19,367 on November 25, 2000 and 19,366 on November 25, 2001. |
2. The options vested as follows: 880 on November 24, 2000, 879 on November 24, 2001 and 879 on November 24, 2002. |
3. The options vested as follows: 25,788 on November 24, 2000, 25,787 on November 24, 2001, and 25,787 on November 24, 2002. |
4. The options became exercisable in three equal annual installments beginning on November 22, 2001. |
5. The options vested as follows: 32,652 on November 22, 2001, 32,651 on November 22, 2002 and 32,651 on November 22, 2003. |
6. The options became exercisable in three equal annual installments beginning on November 28, 2002. |
7. The options vested as follows: 35,358 on November 28, 2002, 35,357 on November 28, 2003 and 35,357 on November 28, 2004. |
8. The options vested as follows: 668 on November 27, 2003, 668 on November 27, 2004 and 667 on November 27, 2005. |
9. The options became exercisable in three equal annual installments beginning on November 27, 2003. |
10. The options vested as follows: 638 on November 26, 2004, 638 on November 26, 2005 and 637 on November 26, 2006 |
11. The options vested as follows: 42,696 on November 26, 2004, 42,696 on November 26, 2005 and 42,695 on November 26, 2006. |
12. Represents reporting person's interest in phantom shares of Anheuser-Busch Companies, Inc. resulting from participation in the Anheuser-Busch 401(k) Restoration Plan. Phantom shares have no exercise feature nor any expiration date. |
13. Each phantom share represents the value of one actual share of Common Stock. |
Remarks: |
Robert C. Lachky | 12/07/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |