MANAGING PRINCIPAL

0000310436-23-000001.txt : 20230213 0000310436-23-000001.hdr.sgml : 20230213 20230213073717 ACCESSION NUMBER: 0000310436-23-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230127 DATE AS OF CHANGE: 20230213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MEKETA INVESTMENT GROUP INC /ADV CENTRAL INDEX KEY: 0000310436 IRS NUMBER: 042659023 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-02450 FILM NUMBER: 23614716 BUSINESS ADDRESS: STREET 1: 80 UNIVERSITY AVE CITY: WESTWOOD STATE: MA ZIP: 02090 BUSINESS PHONE: 7814713500 MAIL ADDRESS: STREET 1: 80 UNIVERSITY AVE CITY: WESTWOOD STATE: MA ZIP: 02090 FORMER COMPANY: FORMER CONFORMED NAME: MEKETA INVESTMENT GROUP INC /ADV DATE OF NAME CHANGE: 20000101 FORMER COMPANY: FORMER CONFORMED NAME: MEKETA JAMES ASSOCIATES INC /ADV DATE OF NAME CHANGE: 19950130 MA-A 1 primary_doc.xml MA-A 0000310436 XXXXXXXX Alan D. Spatrick 7814713500 aspatrick@meketa.com mloprinzi@meketa.com hank.white@iqeq.com jill.demayo@iqeq.com 12-31-2022 N MEKETA INVESTMENT GROUP INC /ADV 110601 04-2659023 801-14519 110601 80 UNIVERSITY AVENUE WESTWOOD MA 02090-1150 7814713500 7814713411 Add 2175 NW RALEIGH STREET SUITE 300A PORTLAND OR 97210 5032261050 5032267702 Y 80 UNIVERSITY AVE WESTWOOD MA 02090 meketa.com Add lINKEDIN.COM ALAN DAVID SPATRICK MANAGING PRINCIPAL

80 UNIVERSITY AVE WESTWOOD MA 02090

7814713500 7814713411 ASPATRICK@MEKETA.COM ALAN DAVID SPATRICK MANAGING PRINCIPAL

80 UNIVERSITY AVE WESTWOOD MA 02090

7814713500 7814713411 ASPATRICK@MEKETA.COM Add Meketa Investment Group, Inc. 2175 NW RALEIGH STREET SUITE 300A Portland OR 97210 5032261050 5032267702 Records related to municipal advisory services Meketa Fiduciary Management, LLC N Meketa Investments London Ltd. Y Financial Conduct Authority 707019 X0 December MA 12-28-1978 N 162 1 3 0 0 0 10 Municipal Entities Other 529 PLANS AND ABLE PLANS 0 0 0 Not Applicable Hourly Charges Fixed Fees Not Applicable Advice Investment Of Proceeds MS Advice ME Other Investments Other Applicant serves as an investment consultant to 529 Plans and ABLE Plans and may advise such clients with respect to the selection/removal of investment managers investing proceeds from municipal security issuances Y Y N Investment Adviser Pension consultant 16 Add Investment Adviser MEKETA FIDUCIARY MANAGEMENT, LLC Investment Adviser Y Y N Add Investment Adviser MEKETA INVESTMENTS LONDON LTD Investment Adviser Y Y Y Financial Conduct Authority 707019 X0 Add Pension consultant James Edward Meketa Meketa Investment Group, Inc. Y Y N Add Pension consultant Alan David Spatrick Meketa Investment Group, Inc. Y Y N Add Pension consultant Stephen Patrick McCourt Meketa Investment Group, Inc. Y Y N Add Pension consultant Peter Scott Woolley Meketa Investment Group, Inc. Y Y N Add Pension consultant John Andrew Haggerty Meketa Investment Group, Inc. Y Y N Delete Pension consultant Allan Robert Emkin Meketa Investment Group, Inc. Y Y N Add Pension consultant Kay Ruth Ceserani Meketa Investment Group, Inc. Y Y N Add Pension consultant Eric White Meketa Investment Group, Inc. Y Y N Add Lawyer or law firm Timothy Zayac Meketa Investment Group, Inc. Y Y N Add Pension consultant Christiana Fields Meketa Investment Group, Inc. Y Y N Add Pension consultant Mika Malone Meketa Investment Group, Inc. Y Y N Add Pension consultant JUDITH CHAMBERS MEKETA INVESTMENT GROUP, INC Y Y N Add Pension consultant TAMMY ANCHICH-WOOD MEKETA INVESTMENT GROUP, INC. Y Y N Add Pension consultant LEANDRO FESTINO MEKETA INVESTMENT GROUP, INC. Y Y N Add Pension consultant William Duryea Meketa Investment Group, Inc. Y Y N N N N N N N N N N N Y N N N Item 6 - Associated Persons: Applicant has listed entities directly controlled by Applicant, the Applicant's directors, officers and those providing municipal advisory services. Alan Spatrick is the Chief Compliance Officer. Tammy Wood is the Chief Marketing Officer. Timothy Zayac is the Applicant's Chief Legal Officer. These individuals, who are officers of the Applicant, do not engage in investment advisory, pension consulting, municipal advisory or any other services with respect to the Applicant's clients. N N N N N N N N N N N N N N N N N N N N N N N N N N James Edward Meketa Chairman of the Board of Directors 08-31-2015 B Y 4361091 Alan David Spatrick Managing Principal, Chief Compliance Officer 06-30-2001 A N 4361095 Stephen Patrick McCourt Co-Chief Executive Officer, Director 01-01-2015 B Y 4632294 Peter Scott Woolley Co-Chief Executive Officer, Director 01-01-2015 B Y 4361117 John Andrew Haggerty Managing Principal, Director 08-31-2015 A Y 4361123 Leandro A Festino Managing Principal, DIRECTOR 01-01-2010 NA Y 5902281 Mika NMN Malone Managing Principal, DIRECTOR 01-01-2012 NA Y 6027890 Timothy George Zayac Chief Legal Officer 08-01-2015 NA Y 6175294 Judith Fae Chambers Managing Principal, DIRECTOR 03-25-2019 NA Y 3104245 Christiana NMN Fields Managing Principal, DIRECTOR 03-25-2019 NA Y 4518002 Allan Robert Emkin Managing Principal, 03-25-2019 A N 4424872 TAMMY RENE ANCHICH-WOOD CHIEF MARKETING OFFICER 01-01-2021 NA Y 7353579 James Edward Meketa Chairman of the Board of Directors 08-31-2015 B Y 4361091 Alan David Spatrick Managing Principal, Chief Compliance Officer 06-30-2001 A N 4361095 Stephen Patrick McCourt Co-Chief Executive Officer, Director 01-01-2015 B Y 4632294 Peter Scott Woolley Co-Chief Executive Officer, Director 01-01-2015 B Y 4361117 John Andrew Haggerty Managing Principal, Director 08-31-2015 A Y 4361123 Leandro A Festino Managing Principal, DIRECTOR 01-01-2010 NA Y 5902281 Mika NMN Malone Managing Principal, DIRECTOR 01-01-2012 NA Y 6027890 Timothy George Zayac Chief Legal Officer 08-01-2015 NA Y 6175294 Judith Fae Chambers Managing Principal, DIRECTOR 03-25-2019 NA Y 3104245 Christiana NMN Fields Managing Principal, DIRECTOR 03-25-2019 NA Y 4518002 Allan Robert Emkin Managing Principal, 03-25-2019 A N 4424872 TAMMY RENE ANCHICH-WOOD CHIEF MARKETING OFFICER 01-01-2021 NA Y 7353579 Alan D. Spatrick Alan D. Spatrick Managing Principal, Chief Compliance Officer 01-27-2023 4361095 N N N N N N N Y Y Y Y N Y N N N N N N N N