Chief Legal Officer

0000310436-19-000002.txt : 20190415 0000310436-19-000002.hdr.sgml : 20190415 20190415152715 ACCESSION NUMBER: 0000310436-19-000002 CONFORMED SUBMISSION TYPE: MA PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MEKETA INVESTMENT GROUP INC /ADV CENTRAL INDEX KEY: 0000310436 IRS NUMBER: 042659023 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: MA SEC ACT: 1934 Act SEC FILE NUMBER: 867-02450 FILM NUMBER: 19748465 BUSINESS ADDRESS: STREET 1: 35 BRAINTREE HILL PARK STREET 2: STE 202 CITY: BRAINTREE STATE: MA ZIP: 02184 BUSINESS PHONE: 7813561400 FORMER COMPANY: FORMER CONFORMED NAME: MEKETA JAMES ASSOCIATES INC /ADV DATE OF NAME CHANGE: 19950130 MA 1 primary_doc.xml MA 0000310436 XXXXXXXX Timothy G. Zayac 7814713500 tzayac@meketagroup.com MEKETA INVESTMENT GROUP INC /ADV 000110601 04-2659023 801-14519 000110601 100 LOWDER BROOK DRIVE SUITE 1100 WESTWOOD MA 02090-1150 7814713500 7814713411 NewAdd 411 NW PARK AVENUE Suite 401 PORTLAND OR 97209 5032261050 5032267702 Y 100 LOWDER BROOK DRIVE SUITE 1100 WESTWOOD MA 02090 meketagroup.com NewAdd meketafm.com Alan David Spatrick

100 LOWDER BROOK DRIVE SUITE 1100 WESTWOOD MA 2090

7814713500 7814713411 aspatrick@meketagroup.com Timothy George Zayac Chief Legal Officer

100 LOWDER BROOK DRIVE SUITE 1100 WESTWOOD MA 02090

7814713500 7814713411 tzayac@meketagroup.com NewAdd Meketa Investment Group, Inc. 411 NW PARK AVENUE Suit 401 Portland OR 97209 5032261050 5032267702 Records related to municipal advisory services Meketa Fiduciary Management, LLC N Meketa Investments London Ltd. Y Financial Conduct Authority 707019 X0 December MA 12-28-1978 N 180 1 2 0 0 0 0 Municipal Entities Other ABLE Plans 0 0 0 Not Applicable Hourly Charges Fixed Fees Not Applicable Advice Investment Of Proceeds MS Advice ME Other Investments Other Applicant serves as an investment adviser to 529 Plans and ABLE Plans and may advise such clients with respect to the selection/removal of investment managers investing proceeds from municipal security issuances Y Y N Pension consultant 14 NewAdd Investment Adviser MEKETA FIDUCIARY MANAGEMENT, LLC Investment Adviser Y Y N NewAdd Investment Adviser MEKETA INVESTMENTS LONDON LTD Investment Adviser Y Y Y Financial Conduct Authority 707019 X0 NewAdd Pension consultant James Edward Meketa Meketa Investment Group, Inc. Y Y N NewAdd Pension consultant Alan David Spatrick Meketa Investment Group, Inc. Y Y N NewAdd Pension consultant Stephen Patrick McCourt Meketa Investment Group, Inc. Y Y N NewAdd Pension consultant Peter Scott Woolley Meketa Investment Group, Inc. Y Y N NewAdd Pension consultant John Andrew Haggerty Meketa Investment Group, Inc. Y Y N NewAdd Pension consultant Frank Edward Benham Meketa Investment Group, Inc. Y Y N NewAdd Pension consultant Kellie Kane Meketa Investment Group, Inc. Y Y N NewAdd Pension consultant Alan Robert Emkin Meketa Investment Group, Inc. Y Y N NewAdd Pension consultant Kay Ruth Ceserani Meketa Investment Group, Inc. Y Y N NewAdd Pension consultant Eric White Meketa Investment Group, Inc. Y Y N NewAdd Pension consultant Alla Barskaya Meketa Investment Group, Inc. Y Y N NewAdd Lawyer or law firm Timothy Zayac Meketa Investment Group, Inc. Y Y N N N N N N N N N N N Y N N N Item 6 - Associated Persons: Applicant has listed entities directly controlled by Applicant, the Applicant's directors, officers and those providing municipal advisory services. Alla Barskaya is the Appliant's Director of Finance. Timothy Zayac is the Applicant's Chief Legal Officer. Kellie Kane is the Applicant's Chief Operating Officer. These individuals, who are officers of the Applicant, do not engage in investment advisory, pension consulting, municipal advisory or any other services with respect to the Applicant's clients. N N N N N N N N N N N N N N N N N N N N N N N N N N James Edward Meketa Chairman of the Board of Directors 08-31-2015 C Y 004361091 Alan David Spatrick Managing Principal, Chief Compliance Officer, Director 06-30-2001 B Y 004361095 Stephen Patrick McCourt Co-Chief Executive Officer, Director 01-01-2015 B Y 004632294 Peter Scott Woolley Co-Chief Executive Officer, Director 01-01-2015 B Y 004361117 John Andrew Haggerty Managing Principal, Director 08-31-2015 A Y 004361123 Frank Edward Benham Managing Principal 09-01-2007 NA Y 005512299 Leandro A Festino Managing Principal 01-01-2010 NA N 005902281 Kellie NMN Kane Managing Principal, Director 12-31-2015 NA Y 005902423 Mika NMN Malone Manaing Principal 01-01-2012 NA N 006027890 Mitchell David Dynan Manaing Princpal 01-01-2012 NA N 004903329 Edward Greenville Benedict Managing Principal 01-01-2012 NA N 002833563 Alla Y Barskaya Director of Finance 01-01-2012 NA N 005188316 Timothy George Zayac Chief Legal Officer 08-01-2015 NA N 006175294 Ted Louis Disabato Managing Principal 11-01-2015 NA N 001348374 Neil Allen Rue Managing Principal 03-15-2019 NA N 001083271 Judith Fae Chambers Managing Principal 03-25-2019 NA N 003104245 Kay Ruth Ceserani Managing Principal 03-25-2019 NA N 002870139 Tad Gregory Fergusson Managing Principal 03-25-2019 NA N 004518023 Christiana NMN Fields Managing Principal 03-25-2019 NA N 004518002 Allan Robert Emkin Managing Principal, Director 03-25-2019 NA Y 004424872 Timothy G. Zayac Timothy G. Zayac Executive Vice President and Chief Legal Officer 03-26-2019 N N N N N N N Y Y Y Y N Y N N N N N N N N