-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jfm/a0Tqfzj00vtElHWSQovwLzVniuC2JQ+bamStwP8mmj0iyznyki7fu4RK5/t9 Ho/ldJfZrsa+hser5eeOpw== 0000310354-02-000041.txt : 20020917 0000310354-02-000041.hdr.sgml : 20020917 20020917143528 ACCESSION NUMBER: 0000310354-02-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020917 FILED AS OF DATE: 20020917 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STANDEX INTERNATIONAL CORP/DE/ CENTRAL INDEX KEY: 0000310354 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 310596149 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07233 FILM NUMBER: 02765805 BUSINESS ADDRESS: STREET 1: 6 MANOR PKWY CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: 6038939701 MAIL ADDRESS: STREET 1: 6 MANOR PARKWAY CITY: SALEM STATE: NH ZIP: 03079 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: POTTER DANIEL C CENTRAL INDEX KEY: 0001069514 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: STANDEX INTERNATIONAL CORP STREET 2: 6 MANOR PARKWAY CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: 6038939701 MAIL ADDRESS: STREET 1: STANDEX INTERNATIONAL CORP STREET 2: 6 MANOR PARKWAY CITY: SALEM STATE: NH ZIP: 03079 4 1 dpfm4902.txt DAN POTTER'S FORM 4 SEPT 2002 1. Name and Address of Reporting Person Potter, Daniel C. Standex International Corporation 6 Manor Parkway Salem, NH 03079- USA 2. Issuer Name and Ticker or Trading Symbol Standex International Corp. (SXI) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 9/2002 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Treasurer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+---------------------------------+----------+-------------+-----------------------------+----------------+-----------+------------+ |1. Title of Security |2. Trans- |3. Trans- |4. Securities Acquired (A) |5. Amount of |6. Owner- |7. Nature | | | action | action | or Disposed of (D) | Securities | ship | of In- | | | Date | Code | | Beneficially | Form: | direct | | | | | | Owned at | Direct | Bene- | | | (Month/ | | | End of | (D) or | ficial | | | Day/ +-------+-----+-----------+------+----------+ Month | Indirect| Owner- | | | Year) |Code |V |Amount |A/D |Price | | (I) | ship | +---------------------------------+----------+-------+-----+-----------+------+----------+----------------+-----------+------------+ Common Stock 09/17/2002 M 275 A $18.9375 D Common Stock 09/17/2002 M 20 A $0.0000 D Common Stock 09/17/2002 S -295 D $20.4800 2743.9825 D
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+-------------+--------+----------+---------+-----------+---------------------+----------------+----------+--------+-------+-------+ |1. |2. |3. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | |Number |Owner- | | | | | | | | | | |of |ship | | | | | | | | | | |Deriv- |Form of| | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | |of Underlying | |Secur- |ative |Nature | | |Conver- | | |Number of | |Securities | |ities |Secur- |of | | |sion or | | |Derivative |Date Exercisable +-------+--------+ |Benefi- |ity: |In- | | |Exercise| | |Securities |and Expiration Date | |Amount | |cially |Direct |direct | | |Price of|Transac- |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |tion Date |tion Code|Disposed(D)+----------+----------+ |Number |Price of |at End |In- |ficial | |Derivative |ative |(Month/ +------+--+-----+-----+Date Exer-|Expira- | |of |Derivative|of |direct |Owner- | |Security |Security|Day/Year) |Code |V |(A) |(D) |cisable |tion Date |Title |Shares |Security |Month |(I) |ship | +-------------+--------+----------+------+--+-----+-----+----------+----------+-------+--------+----------+--------+-------+-------+ Phantom Stock $15.0075 09/16/2002 A 280 09/16/2002 09/16/2005 Common 280 $15.0075 280 D Units Stock Phantom Stock $18.9375 09/17/2002 M 275 09/10/2002 09/10/2002 Common 275 $18.9375 0 D Units Stock Dividend $0 09/17/2002 M 20 Common 20 $0.0000 9.8 D Equivalent Stock Rights Explanation of Responses: These shares were accrued pursuant to the Standex International Corporation 1998 Long Term Incentive Plan and are to be settled 100% in Common Stock of the Corporation three years from the transaction date. Conversion of Phantom Stock Units and related dividends
SIGNATURE OF REPORTING PERSON /s/ Daniel C. Potter DATE 09/17/2002 -----END PRIVACY-ENHANCED MESSAGE-----