0000310354-01-500081.txt : 20011019 0000310354-01-500081.hdr.sgml : 20011019 ACCESSION NUMBER: 0000310354-01-500081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011012 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STANDEX INTERNATIONAL CORP/DE/ CENTRAL INDEX KEY: 0000310354 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 310596149 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07233 FILM NUMBER: 1757532 BUSINESS ADDRESS: STREET 1: 6 MANOR PKWY CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: 6038939701 COMPANY DATA: COMPANY CONFORMED NAME: CRICHTON DAVID R CENTRAL INDEX KEY: 0001025746 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 7 HIGHLAND ROAD CITY: WINDHAM STATE: NH ZIP: 03087 BUSINESS PHONE: 6038939701 4 1 dcaf4sep.txt AMENDED FORM 4 DAVE C SEPT. 2001 1. Name and Address of Reporting Person Crichton, David R. Standex International Corporation 6 Manor Parkway Salem, NH 03079- USA 2. Issuer Name and Ticker or Trading Symbol Standex International Corp. (SXI) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 10/2001 R1 5. If Amendment, Date of Original (Month/Day/Year) 10/10/2001 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President/Oper. 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+---------------------------------+----------+-------------+-----------------------------+----------------+-----------+------------+ |1. Title of Security |2. Trans- |3. Trans- |4. Securities Acquired (A) |5. Amount of |6. Owner- |7. Nature | | | action | action | or Disposed of (D) | Securities | ship | of In- | | | Date | Code | | Beneficially | Form: | direct | | | | | | Owned at | Direct | Bene- | | | (Month/ | | | End of | (D) or | ficial | | | Day/ +-------+-----+-----------+------+----------+ Month | Indirect| Owner- | | | Year) |Code |V |Amount |A/D |Price | | (I) | ship | +---------------------------------+----------+-------+-----+-----------+------+----------+----------------+-----------+------------+ Common Stock 09/30/2001 J V 117 A $16.0225 33642.1955 D Common Stock 09/30/2001 T V 146 A $0.0000 146 I ESOP
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+-------------+--------+----------+---------+-----------+---------------------+----------------+----------+--------+-------+-------+ |1. |2. |3. |4. |5. |6. |7. |8. |9. |10. |11. | | | | | | | | | |Number |Owner- | | | | | | | | | | |of |ship | | | | | | | | | | |Deriv- |Form of| | | | | | | | |Title and Amount| |ative |Deriv- | | | | | | | | |of Underlying | |Secur- |ative |Nature | | |Conver- | | |Number of | |Securities | |ities |Secur- |of | | |sion or | | |Derivative |Date Exercisable +-------+--------+ |Benefi- |ity: |In- | | |Exercise| | |Securities |and Expiration Date | |Amount | |cially |Direct |direct | | |Price of|Transac- |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- | |Title of |Deriv- |tion Date |tion Code|Disposed(D)+----------+----------+ |Number |Price of |at End |In- |ficial | |Derivative |ative |(Month/ +------+--+-----+-----+Date Exer-|Expira- | |of |Derivative|of |direct |Owner- | |Security |Security|Day/Year) |Code |V |(A) |(D) |cisable |tion Date |Title |Shares |Security |Month |(I) |ship | +-------------+--------+----------+------+--+-----+-----+----------+----------+-------+--------+----------+--------+-------+-------+ Stock Option $18.85 10/01/2001 A V 20000 10/01/2001 10/01/2008 Common 20000 $18.8500 20000 D Stock Phantom Stock $16.5375 09/17/2001 A V 2721 09/17/2001 09/17/2004 Common 2721 $16.5375 2721 D Units Stock Explanation of Responses: Represents acquisition of stock pursuant to the Company's Employee Stock Purchase Plan. This amount is based on the reporting person's interest in the Standex Retirement Savings Plan (fka the Employees' Stock Ownership Plan) as of the date of this report. Amended Form to reflect correct number of shares granted under stock option These shares were accrued pursuant to the Standex International Corporation 1998 Long Term Incentive Plan and are to be settled 100% in Common Stock of the Corporation three years from the transaction date.
SIGNATURE OF REPORTING PERSON /s/ David R. Crichton DATE 10/12/2001