0000310354-01-500074.txt : 20011018
0000310354-01-500074.hdr.sgml : 20011018
ACCESSION NUMBER: 0000310354-01-500074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010930
FILED AS OF DATE: 20011010
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: STANDEX INTERNATIONAL CORP/DE/
CENTRAL INDEX KEY: 0000310354
STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580]
IRS NUMBER: 310596149
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07233
FILM NUMBER: 1755493
BUSINESS ADDRESS:
STREET 1: 6 MANOR PKWY
CITY: SALEM
STATE: NH
ZIP: 03079
BUSINESS PHONE: 6038939701
COMPANY DATA:
COMPANY CONFORMED NAME: POTTER DANIEL C
CENTRAL INDEX KEY: 0001069514
STANDARD INDUSTRIAL CLASSIFICATION: []
OFFICER
FILING VALUES:
FORM TYPE: 4
BUSINESS ADDRESS:
STREET 1: STANDEX INTERNATIONAL CORP
STREET 2: 6 MANOR PARKWAY
CITY: SALEM
STATE: NH
ZIP: 03079
BUSINESS PHONE: 6038939701
MAIL ADDRESS:
STREET 1: STANDEX INTERNATIONAL CORP
STREET 2: 6 MANOR PARKWAY
CITY: SALEM
STATE: NH
ZIP: 03079
4
1
dpfm4109.txt
DAN POTTER'S FORM 4 SEPT 2001
1. Name and Address of Reporting Person
Potter, Daniel C.
Standex International Corporation
6 Manor Parkway
Salem, NH 03079-
USA
2. Issuer Name and Ticker or Trading Symbol
Standex International Corp. (SXI)
3. IRS or Social Security Number of Reporting Person (Voluntary)
4. Statement for Month/Year
10/2001
5. If Amendment, Date of Original (Month/Day/Year)
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
( ) Director ( ) 10% Owner
(X) Officer (give title below) ( ) Other (specify below)
Treasurer
7. Individual or Joint/Group Filing (Check Applicable Line)
(X) Form filed by One Reporting Person
( ) Form filed by More than One Reporting Person
TABLE I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
+---------------------------------+----------+-------------+-----------------------------+----------------+-----------+------------+
|1. Title of Security |2. Trans- |3. Trans- |4. Securities Acquired (A) |5. Amount of |6. Owner- |7. Nature |
| | action | action | or Disposed of (D) | Securities | ship | of In- |
| | Date | Code | | Beneficially | Form: | direct |
| | | | | Owned at | Direct | Bene- |
| | (Month/ | | | End of | (D) or | ficial |
| | Day/ +-------+-----+-----------+------+----------+ Month | Indirect| Owner- |
| | Year) |Code |V |Amount |A/D |Price | | (I) | ship |
+---------------------------------+----------+-------+-----+-----------+------+----------+----------------+-----------+------------+
Common Stock 09/30/2001 T V 153 A $0.0000 2635 I ESOP
TABLE II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
+-------------+--------+----------+---------+-----------+---------------------+----------------+----------+--------+-------+-------+
|1. |2. |3. |4. |5. |6. |7. |8. |9. |10. |11. |
| | | | | | | | |Number |Owner- | |
| | | | | | | | |of |ship | |
| | | | | | | | |Deriv- |Form of| |
| | | | | | |Title and Amount| |ative |Deriv- | |
| | | | | | |of Underlying | |Secur- |ative |Nature |
| |Conver- | | |Number of | |Securities | |ities |Secur- |of |
| |sion or | | |Derivative |Date Exercisable +-------+--------+ |Benefi- |ity: |In- |
| |Exercise| | |Securities |and Expiration Date | |Amount | |cially |Direct |direct |
| |Price of|Transac- |Transac- |Acquired(A)|(Month/Day/Year) | |or | |Owned |(D) or |Bene- |
|Title of |Deriv- |tion Date |tion Code|Disposed(D)+----------+----------+ |Number |Price of |at End |In- |ficial |
|Derivative |ative |(Month/ +------+--+-----+-----+Date Exer-|Expira- | |of |Derivative|of |direct |Owner- |
|Security |Security|Day/Year) |Code |V |(A) |(D) |cisable |tion Date |Title |Shares |Security |Month |(I) |ship |
+-------------+--------+----------+------+--+-----+-----+----------+----------+-------+--------+----------+--------+-------+-------+
Stock Option $18.85 10/01/2001 A V 2900 10/01/2001 10/01/2008 Common 2900 $18.8500 2900 D
Stock
Phantom Stock $16.5375 09/17/2001 A V 254 09/17/2001 09/17/2004 Common 254 $16.5375 254 D
Units Stock
Explanation of Responses:
This amount is based on the reporting person's interest in the Standex
Retirement Savings Plan (fka the Employees' Stock Ownership Plan) as of the date
of this report.
These shares were accrued pursuant to the Standex International Corporation 1998
Long Term Incentive Plan and are to be settled 100% in Common Stock of the
Corporation three years from the transaction date.
SIGNATURE OF REPORTING PERSON
/s/ Daniel C. Potter
DATE
10/09/2001