FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SENSIENT TECHNOLOGIES CORP [ SXT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/22/2010 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 04/22/2010 | I(1) | 245.244(1) | D | $31.67 | 134.455 | I | Supplemental Benefit Plan(2) | ||
Common Stock | 04/23/2010 | M(3) | 12,000(3) | A | $18 | 16,620.631 | D(4) | |||
Common Stock | 04/23/2010 | S | 12,000 | D | $31.9305(5) | 4,620.631 | D(4) | |||
Common Stock | 3,881.614 | I | ESOP(6) | |||||||
Common Stock | 2,160.096 | I | Savings Plan(7) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to Buy) | $18 | 04/23/2010 | M(3) | 12,000(3) | 04/30/2002(8) | 04/30/2011 | Common Stock | 12,000 | $0 | 0 | D | ||||
Stock Options (Right to Buy) | $23.19 | 12/09/2003(8) | 12/09/2012 | Common Stock | 15,000 | 15,000 | D | ||||||||
Stock Options (Right to Buy) | $19.4 | 12/08/2004(8) | 12/08/2013 | Common Stock | 6,000 | 6,000 | D | ||||||||
Stock Options (Right to Buy) | $23 | 12/06/2005(8) | 12/06/2014 | Common Stock | 6,000 | 6,000 | D | ||||||||
Stock Options (Right to Buy) | $18.57 | 12/01/2006(8) | 12/01/2015 | Common Stock | 6,000 | 6,000 | D | ||||||||
Stock Options (Right to Buy) | $24.15 | 12/07/2007(8) | 12/07/2016 | Common Stock | 1,250 | 1,250 | D |
Explanation of Responses: |
1. Transaction exempt from Section 16(b) by virtue of Rule 16b-3(f). |
2. Represents shares held in Issuer's Supplemental Benefit Plan as of the date of the transaction. |
3. Exercise of in-the-money stock option that would otherwise expire on 4/30/2011, exempt from Section 16(b) by virtue of Rule 16b-6(b) and Rule 16b-3(d) and (e). |
4. Includes shares of restricted stock held under Issuer's 1998 and 2002 Stock Option Plans, and shares held in a dividend reinvestment plan. |
5. This amount represents the weighted average sale price for the transactions reported on this line. The actual sale prices ranged from $31.83 to $32.01. The reporting person hereby agrees to provide, upon request by the SEC staff, by the Issuer, or by any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
6. Represents shares held in Issuer's ESOP as of the end of the month immediately preceding this filing. |
7. Represents shares held in Issuer's Savings Plan as of the end of the month immediately preceding this filing. |
8. Original option grant vests in three equal annual installments beginning on the date listed in the "Date Exercisable" column. |
/s/ John L. Hammond, Attorney-in-Fact for Mr. Malin | 04/26/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |