-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GRAYGujuT66qk3BkVlc69nFrKruvEmwmPSIQJAWinL42e438I/qo/X10B5dok/GB F2P+Dco4reQlWGJIhsQL2g== 0000897069-97-000361.txt : 19970820 0000897069-97-000361.hdr.sgml : 19970820 ACCESSION NUMBER: 0000897069-97-000361 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970819 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL FOODS CORP CENTRAL INDEX KEY: 0000310142 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 390561070 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 033-07235 FILM NUMBER: 97666486 BUSINESS ADDRESS: STREET 1: 433 EAST MICHIGAN ST CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142716755 MAIL ADDRESS: STREET 1: PO BOX 737 CITY: MILWAUKEE STATE: WI ZIP: 53201 424B3 1 Rule 424(b)(3) Registration No. 33-7235 THIS DOCUMENT CONSTITUTES PART OF A PROSPECTUS COVERING SECURITIES THAT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933. SUPPLEMENT DATED JULY 1, 1997 TO THE PROSPECTUS DATED SEPTEMBER 28, 1995 FOR THE UNIVERSAL FOODS CORPORATION 1985 STOCK PLAN FOR EXECUTIVE EMPLOYEES. General This Supplement contains certain updated information concerning the offering by the selling shareholders listed herein (the "Selling Shareholders") of shares of Common Stock (the "Common Stock") of Universal Foods Corporation (the "Company"), which shares are or may become issuable upon exercise of stock options or other awards previously granted by the Company to the Selling Shareholders under the Universal Foods Corporation 1985 Stock Plan for Executive Employees (the "Plan"). This Supplement does not contain complete information and should be read in conjunction with the Company's Prospectus dated September 28, 1995, describing the offering by the Selling Shareholders. Additional copies of the Prospectus may be obtained from the Company, 433 East Michigan Street, Milwaukee, Wisconsin 53202, Attention: Secretary. Available Information The Company is subject to the informational requirements of the Securities Exchange Act of 1934, as amended ("Exchange Act") and in accordance therewith files reports and other information with the Securities and Exchange Commission ("Commission"). Reports, proxy statements and other information filed by the Company with the Commission can be inspected and copied at the public reference facilities maintained by the Commission at 450 Fifth Street, N.W., Judiciary Plaza, Washington, D.C. 20549, and at the following Regional Offices of the Commission: New York Regional Office, 7 World Trade Center, Suite 1300, New York, New York 10048; Los Angeles Regional Office, 5757 Wilshire Boulevard, Suite 500 East, Los Angeles, California 90036-3648; and Chicago Regional Office, Northwestern Atrium Center, 500 West Madison Street, Suite 1400, Chicago, Illinois 60661-2511. Copies of such materials can be obtained at prescribed rates from the Public Reference Section of the Commission at 450 Fifth Street, N.W., Judiciary Plaza, Washington, D.C. 20549. Electronic filings of such material made through the EDGAR System are publicly available through the Commission web site at http://www.sec.gov. The Common Stock is listed on the New York Stock Exchange. Reports and other information concerning the Company can be inspected at the New York Stock Exchange, 20 Broad Street, New York, New York 10005. Selling Shareholders The following table sets forth the names of the Selling Shareholders and certain information about them as of July 1, 1997, which information has been furnished to the Company by such Selling Shareholders. All of the Selling Shareholders are executive officers of the Company and Mr. Manning is also a director of the Company. Number of Shares to be Number of Number of Beneficially Shares Shares Owned Upon Beneficially Offered Completion of Name Owned(1) Hereby(2) Offering(3) Richard Carney 45,796 2,062 43,734 Thomas J. Degnan 146,255 23,438 122,817 Richard F. Hobbs 96,777 7,000 89,777 Kenneth P. Manning 246,859 11,500 235,359 James F. Palo 125,126 15,000 110,126 Kenneth G. Scheffel 83,475 16,125 67,350 Michael A. Wick 120,413 19,305 101,108 _______________ (1) Includes shares issuable upon exercise of outstanding options. (2) Represents shares issued or issuable pursuant to options or other awards granted under the Plan as of July 1, 1997. (3) No Selling Shareholder would own 1% or more of the Company's Common Stock. The date of this Supplement is July 1, 1997. -----END PRIVACY-ENHANCED MESSAGE-----