0001619349-14-000002.txt : 20141224 0001619349-14-000002.hdr.sgml : 20141224 20141224100427 ACCESSION NUMBER: 0001619349-14-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141215 FILED AS OF DATE: 20141224 DATE AS OF CHANGE: 20141224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 131 HEARTLAND BLVD. CITY: EDGEWOOD STATE: NY ZIP: 11717 BUSINESS PHONE: 6319522288 MAIL ADDRESS: STREET 1: 131 HEARTLAND BLVD. CITY: EDGEWOOD STATE: NY ZIP: 11717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FULLERTON ERIC CENTRAL INDEX KEY: 0001619349 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07939 FILM NUMBER: 141309026 MAIL ADDRESS: STREET 1: 131 HEARTLAND BLVD. CITY: EDGEWOOD STATE: NY ZIP: 11717 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-12-15 0 0000310056 VICON INDUSTRIES INC /NY/ VII 0001619349 FULLERTON ERIC 131 HEARTLAND BLVD. EDGEWOOD NY 11717 1 1 0 0 Chief Executive Officer Common Stock 2014-12-15 4 P 0 7000 1.47 A 7000 D Common Stock 2014-12-16 4 P 0 44000 1.4396 A 51000 D Common Stock 2014-12-17 4 P 0 66159 1.4417 A 117159 D Common Stock 2014-12-18 4 P 0 82841 1.5395 A 200000 D Common Stock 2014-12-22 4 P 0 30000 1.67 A 230000 D The price reported above reflects the weighted average price. These shares were acquired in multiple transactions at prices ranging from $1.37 to $1.45. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares purchased at each separate price within such range. The price reported above reflects the weighted average price. These shares were acquired in multiple transactions at prices ranging from $1.44 to $1.45. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares purchased at each separate price within such range. The price reported above reflects the weighted average price. These shares were acquired in multiple transactions at prices ranging from $1.49 to $1.55. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares purchased at each separate price within such range. /s/ Eric Fullerton 2014-12-24