0001493152-18-004582.txt : 20180402
0001493152-18-004582.hdr.sgml : 20180402
20180402181140
ACCESSION NUMBER: 0001493152-18-004582
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180323
FILED AS OF DATE: 20180402
DATE AS OF CHANGE: 20180402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOVIL ARON
CENTRAL INDEX KEY: 0001514730
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07939
FILM NUMBER: 18730660
MAIL ADDRESS:
STREET 1: 19 ENGINEERS LANE
CITY: FARMINGDALE
STATE: NY
ZIP: 11735
FORMER NAME:
FORMER CONFORMED NAME: GOVIL ARUN
DATE OF NAME CHANGE: 20110307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/
CENTRAL INDEX KEY: 0000310056
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 112160665
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 135 FELL COURT
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
BUSINESS PHONE: 6319522288
MAIL ADDRESS:
STREET 1: 135 FELL COURT
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
3
1
form3.xml
X0206
3
2018-03-23
0
0000310056
VICON INDUSTRIES INC /NY/
VII
0001514730
GOVIL ARON
19 ENGINEERS LANE
FARMINGDALE
NY
11735
1
0
1
1
See Explanation of Response
COMMON STOCK
7284824
I
See Footnote
WARRANT
0.40
2017-04-20
2020-04-20
COMMON STOCK
1500000
I
See Footnote
The Reporting Person is a member of a Section13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock as disclosed in a Schedule 13D, filed on behalf of the Reporting Person and certain other stockholders of the Issuer on April 2, 2018, as amended. As such, the Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The securities reported herein do not include any securities held by any group member other than the Reporting Person, as such shares are being reported in a separate Form 3 filing.
The Reporting Person disclaims beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
Represents securities beneficially owned by Cemtrex, Inc. ("Cemtrex"). The Reporting Person is the controlling shareholder and Executive Director of Cemtrex. By virtue of these relationships, the Reporting Person may be deemed to beneficially own the securities owned directly by Cemtrex.
/s/ Aron Govil
2018-04-02