0001260652-11-000001.txt : 20110527 0001260652-11-000001.hdr.sgml : 20110527 20110527143619 ACCESSION NUMBER: 0001260652-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110526 FILED AS OF DATE: 20110527 DATE AS OF CHANGE: 20110527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HORN PETER A CENTRAL INDEX KEY: 0001260652 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07939 FILM NUMBER: 11877722 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 5169522288 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-05-26 0 0000310056 VICON INDUSTRIES INC /NY/ VII 0001260652 HORN PETER A 89 ARKAY DR HAUPPAUGE NY 11788 0 1 0 0 VP-OPERATIONS COMMON STOCK 2011-05-26 4 M 0 5000 3 A 56697 D COMMON STOCK 2011-05-26 4 F 0 3261 4.6 D 53436 D STOCK OPTION (RIGHT TO BUY) 3 2011-05-26 4 M 0 5000 0 D 2011-05-27 COMMON STOCK 5000 30500 D The options that were exercised became exercisable as follows: 30% on 5/27/07; an additional 30% on 5/27/08; and the remaining 40% on 5/27/09. /S/ PETER A. HORN 2011-05-27